Form 4 for BKKT Bakkt, Inc.
Accepted 2022-04-19 00:00:00 ET · period of report 2022-04-15 · accession 0001209191-22-024821 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2022-04-19 | 2022-04-15 | BKKT | Zemlin Sheela | EVP, Chief Revenue Off | F - Tax | $4.64 | -33.0K | 321.1K | -9% | -$153.2K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2022-04-15 | F | D | 33,011 | $4.64 | 321,147 | D | — | — | (F1) In connection with the vesting and settlement of restricted stock units through the issuance of Class A Common Stock of the Issuer pursuant to the Bakkt Holdings, Inc. 2021 Omnibus Employee Incentive Plan, the Issuer withheld Class A Common Stock that would otherwise have been issued to the Reporting Person to satisfy her tax withholding obligations. The number of shares withheld was determined based on the closing price per share of Class A Common Stock on April 18, 2022. (F2) Includes 287,491 shares of Class A Common Stock subject to restricted stock units that remain subject to vesting. |