Form 4 for HCC WARRIOR MET COAL, INC.
Accepted 2022-04-26 00:00:00 ET · period of report 2022-04-19 · accession 0001209191-22-025679 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-04-26 | 2022-04-19+ | HCC | Williams Stephen D. | Dir | M - OptEx | $0.00 | +19.8K | 89.3K | +28% | $0 |
| DM | 2022-04-26 | 2022-04-19+ | HCC | Williams Stephen D. | Dir | M - OptEx | $0.00 | -19.8K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-04-19 | M | A | 13,157 | $0.00 | 82,709 | D | — | — | |
| 2 | Common | Common Stock | 2022-04-22 | M | A | 1,636 | $0.00 | 84,345 | D | — | — | |
| 3 | Common | Common Stock | 2022-04-24 | M | A | 4,975 | $0.00 | 89,320 | D | — | — | |
| 4 | Derivative | Restricted Stock Units | 2022-04-24 | M | D | 4,975 | $0.00 | 4,975 | D | — · — to — | 4,975 Common Stock | (F5) The restricted stock units were granted to the reporting person under the Warrior Met Coal, Inc. 2017 Equity Incentive Plan, and vest in equal installments on each of the first three anniversaries of April 24, 2020, the date of grant. |
| 5 | Derivative | Restricted Stock Units | 2022-04-22 | M | D | 1,636 | $0.00 | 0 | D | — · — to — | 1,636 Common Stock | (F4) The restricted stock units were granted to the reporting person under the Warrior Met Coal, Inc. 2017 Equity Incentive Plan, and vest in equal installments on each of the first three anniversaries of April 22, 2019, the date of grant. |
| 6 | Derivative | Restricted Stock Units | 2022-04-19 | M | D | 13,157 | $0.00 | 0 | D | — · — to — | 13,157 Common Stock | (F3) The restricted stock units were granted to the reporting person under the Warrior Met Coal, Inc. 2017 Equity Incentive Plan and were fully vested as of April 19, 2017, the date of grant. The units will settle in shares of common stock of Warrior Met Coal, Inc. on a one-for-one basis in a single installment on the earlier to occur of (i) a change of control or (ii) the fifth anniversary of the date of grant. |