Form 4 for PTEN PATTERSON UTI ENERGY INC
Accepted 2022-04-26 00:00:00 ET · period of report 2022-04-22 · accession 0001209191-22-025690 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-04-26 | 2022-04-22+ | PTEN | BERNS KENNETH N | EVP | F - Tax | $16.58 | -226.4K | 1.02M | -18% | -$3.75M |
| D | 2022-04-26 | 2022-04-22 | PTEN | BERNS KENNETH N | EVP | M - OptEx | $16.20 | +160.0K | 1.11M | +17% | +$2.59M |
| D | 2022-04-26 | 2022-04-26 | PTEN | BERNS KENNETH N | EVP | A - Grant | $0.00 | +138.6K | 1.09M | +15% | $0 |
| D | 2022-04-26 | 2022-04-22 | PTEN | BERNS KENNETH N | EVP | M - OptEx | $0.00 | -160.0K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, $.01 par value per share | 2022-04-23 | F | D | 918 | $16.87 | 954,264 | D | — | — | (F3) Shares disposed to pay applicable withholding taxes on Restricted stock units converted into common stock on April 23, 2022. |
| 2 | Common | Common Stock, $.01 par value per share | 2022-04-22 | F | D | 156,797 | $16.87 | 955,182 | D | — | — | (F2) Shares disposed to pay exercise price and applicable withholding taxes related to option exercised on April 22, 2022. |
| 3 | Common | Common Stock, $.01 par value per share | 2022-04-22 | M | A | 160,000 | $16.20 | 1,111,979 | D | — | — | (F1) Acquired upon exercise of option that would have expired April 23, 2022. Net exercise effected pursuant to a Rule 10b5-1 Sales Plan that provides for an automatic net exercise on the regular market trading date immediately preceding the expiration date for the option. |
| 4 | Common | Common Stock, $.01 par value per share | 2022-04-26 | A | A | 138,600 | $0.00 | 1,092,864 | D | — | — | (F4) Shares received in settlement of the 2019 Performance Unit grant. |
| 5 | Common | Common Stock, $.01 par value per share | 2022-04-26 | F | D | 68,718 | $15.90 | 1,024,146 | D | — | — | (F5) Shares disposed of to pay applicable withholding taxes on shares received from the 2019 Performance Unit grant. |
| 6 | Derivative | Stock Option (Right to Buy) | 2022-04-22 | M | D | 160,000 | $0.00 | 0 | D | $16.20 · — to 2022-04-23 | 160,000 Common Stock, $.01 par value per share | (F7) One-third of the options vested on April 24, 2013 and the remainder vested in equal monthly installments over the twenty-four months following April 24, 2013. |