Form 4 for PDYN Palladyne AI Corp.
Accepted 2022-04-28 00:00:00 ET · period of report 2022-04-27 · accession 0001209191-22-026013 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| I | 2022-04-28 | 2022-01-01 | PDYN | FINN BRIAN D | Dir, 10% | G - Gift | $0.00 | -12.5K | 0 | -100% | $0 |
| I | 2022-04-28 | 2022-04-01 | PDYN | FINN BRIAN D | Dir, 10% | J - Other | $0.00 | +451.3K | 822.8K | +121% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-01-01 | G | D | 12,500 | $0.00 | 0 | I By Gee Jay LLC | — | — | (F2) Mr. Finn is the trustee of the sole member and manager of Gee Jay. Gee Jay no longer has a reportable beneficial interest in the shares of Issuer common stock. |
| 2 | Common | Common Stock | 2022-04-01 | J | A | 451,286 | $0.00 | 822,759 | I By Marstar Investments LLC | — | — | (F4) Shares are held by Marstar. Mr. Finn is the administrator of Marstar and has sole voting and dispositive power over the shares of Issuer common stock held by Marstar. Mr. Finn disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein. |