Form 4 for NKTX Nkarta, Inc.
Accepted 2022-04-29 00:00:00 ET · period of report 2022-04-28 · accession 0001209191-22-026258 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MI | 2022-04-29 | 2022-04-28 | NKTX | George Simeon | Dir | P - Purchase | $15.00 | +1.33M | 666.7K | New | +$20.00M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-04-28 | P | A | 666,666 | $15.00 | 666,666 | I See Footnote | — | — | (F3) SR One Co-Invest X, LLC purchased 666,666 shares of common stock of the issuer in connection with the issuer's public offering. (F4) The reported securities are held directly by SR One Co-Invest X, LLC. SR One Co-Invest Manager X, LLC is the managing member of SR One Co-Invest X, LLC, and SR One Capital Management, LLC is the managing member of SR One Co-Invest Manager X, LLC. Simeon George is the managing member of SR One Capital Management, LLC. Each of SR One Co-Invest Manager X, LLC, SR One Capital Management, LLC and Mr. George may each be deemed to have shared power to vote or dispose of these shares, and each disclaims beneficial ownership of the shares except to the extent of any pecuniary interest therein. |
| 2 | Common | Common Stock | 2022-04-28 | P | A | 666,667 | $15.00 | 666,667 | I See Footnote | — | — | (F1) SR One Co-Invest IX, LLC purchased 666,667 shares of common stock of the issuer in connection with the issuer's public offering. (F2) The reported securities are held directly by SR One Co-Invest IX, LLC. SR One Co-Invest Manager IX, LLC is the managing member of SR One Co-Invest IX, LLC, and SR One Capital Management, LLC is the managing member of SR One Co-Invest Manager IX, LLC. Simeon George is the managing member of SR One Capital Management, LLC. Each of SR One Co-Invest Manager IX, LLC, SR One Capital Management, LLC and Mr. George may each be deemed to have shared power to vote or dispose of these shares, and each disclaims beneficial ownership of the shares except to the extent of any pecuniary interest therein. |