Form 4 for MC Moelis & Co
Accepted 2022-04-29 00:00:00 ET · period of report 2022-04-28 · accession 0001209191-22-026303 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-04-29 | 2022-04-28 | MC | Cantor Eric | Vice COB, MD, Dir | F - Tax | $44.88 | -4,799 | 142.4K | -3% | -$215.4K |
| D | 2022-04-29 | 2022-04-28 | MC | Cantor Eric | Vice COB, MD, Dir | M - OptEx | — | +10.5K | 147.2K | +8% | — |
| DM | 2022-04-29 | 2022-04-28 | MC | Cantor Eric | Vice COB, MD, Dir | M - OptEx | $0.00 | -10.5K | 587.77 | -95% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2022-04-28 | F | D | 4,799.12 | $44.88 | 142,352 | D | — | — | |
| 2 | Common | Class A Common Stock | 2022-04-28 | M | A | 10,460.12 | — | 147,151.12 | D | — | — | (F1) Shares of Class A Common Stock were acquired upon settlement of Restricted Stock Units (RSUs). |
| 3 | Derivative | 2019 Incentive RSUs (March) | 2022-04-28 | M | D | 555.17 | $0.00 | 1,271.59 | D | — · — to — | 555.17 Class A Common Stock | (F2) The RSUs were settled for Class A common stock on April 28, 2022. |
| 4 | Derivative | 2017 Restricted Stock Unit Award for MD | 2022-04-28 | M | D | 8,551.21 | $0.00 | 0 | D | — · — to — | 8,551.21 Class A Common Stock | (F2) The RSUs were settled for Class A common stock on April 28, 2022. |
| 5 | Derivative | 2017 Incentive RSUs (March) | 2022-04-28 | M | D | 818.34 | $0.00 | 0 | D | — · — to — | 818.34 Class A Common Stock | (F2) The RSUs were settled for Class A common stock on April 28, 2022. |
| 6 | Derivative | 2018 Incentive RSUs (March) | 2022-04-28 | M | D | 535.39 | $0.00 | 587.77 | D | — · — to — | 535.39 Class A Common Stock | (F2) The RSUs were settled for Class A common stock on April 28, 2022. |