Form 4 for TFIN Triumph Financial, Inc.
Accepted 2022-05-04 00:00:00 ET · period of report 2022-05-01 · accession 0001209191-22-027116 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2022-05-04 | 2022-05-01 | TFIN | Schreyer Edward Joseph | EVP, COO | A - Grant | $0.00 | +10.8K | 78.2K | +16% | $0 | |
| 2022-05-04 | 2022-05-01 | TFIN | Schreyer Edward Joseph | EVP, COO | F - Tax | $69.44 | -5,328 | 72.9K | -7% | -$370.0K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-05-01 | A | A | 10,801 | $0.00 | 78,207 | D | — | — | (F1) Each share is represented by a Restricted Stock Unit ("RSU"). The RSUs will vest on the ratably on each of the first four anniversaries of the grant date. |
| 2 | Common | Common Stock | 2022-05-01 | F | D | 5,328 | $69.44 | 72,879 | D | — | — | (F2) Represents the number of shares forfeited to cover tax withholding obligations in connection with the vesting of restricted stock awards. (F3) Consists of (i) 12,462 shares beneficially owned by reporting person, and (ii) 60,417 shares of restricted stock or restricted stock units of the reporting person subject to future vesting requirements. |