Form 4 for GS Goldman Sachs
Accepted 2022-05-04 00:00:00 ET · period of report 2022-05-02 · accession 0001209191-22-027124 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-05-04 | 2022-05-02 | GS | WALDRON JOHN E. | Pres, COO | F - Tax | $305.49 | -24.2K | 90.2K | -21% | -$7.38M |
| D | 2022-05-04 | 2022-05-02 | GS | WALDRON JOHN E. | Pres, COO | M - OptEx | — | +43.7K | 114.3K | +62% | — |
| D | 2022-05-04 | 2022-05-02 | GS | WALDRON JOHN E. | Pres, COO | M - OptEx | — | -43.7K | 0 | -100% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, par value $0.01 per share | 2022-05-02 | F | D | 24,165 | $305.49 | 90,164 | D | — | — | (F2) Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the PSUs described in footnote 1 above. |
| 2 | Common | Common Stock, par value $0.01 per share | 2022-05-02 | M | A | 43,698 | — | 114,329 | D | — | — | (F1) On May 2, 2022, shares of the Issuer's common stock underlying an award of Performance-based Restricted Stock Units ("PSUs") granted on January 17, 2019 in connection with 2018 year-end compensation were delivered to the Reporting Person without the payment of any consideration. These shares generally cannot be sold or transferred before January 2024. |
| 3 | Derivative | Performance-based Restricted Stock Units | 2022-05-02 | M | D | 43,698 | — | 0 | D | — · — to — | 43,698 Common Stock, par value $0.01 per share | (F1) On May 2, 2022, shares of the Issuer's common stock underlying an award of Performance-based Restricted Stock Units ("PSUs") granted on January 17, 2019 in connection with 2018 year-end compensation were delivered to the Reporting Person without the payment of any consideration. These shares generally cannot be sold or transferred before January 2024. |