Form 4 for TFIN Triumph Financial, Inc.
Accepted 2022-05-04 00:00:00 ET · period of report 2022-05-01 · accession 0001209191-22-027137 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-05-04 | 2022-05-01 | TFIN | Ritterbusch Todd | Pres - TBK Bank, SSB | A - Grant | $0.00 | +3,152 | 10.2K | +44% | $0 |
| D | 2022-05-04 | 2022-05-01 | TFIN | Ritterbusch Todd | Pres - TBK Bank, SSB | F - Tax | $69.44 | -1,064 | 9,184 | -10% | -$73.9K |
| D | 2022-05-04 | 2022-05-01 | TFIN | Ritterbusch Todd | Pres - TBK Bank, SSB | A - Grant | $0.00 | +2,187 | 2,187 | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-05-01 | A | A | 1,012 | $0.00 | 8,108 | D | — | — | (F1) Each share is represented by a Restricted Stock Unit ("RSU"). The RSUs will vest on the ratably on each of the first four anniversaries of the grant date. |
| 2 | Common | Common Stock | 2022-05-01 | A | A | 2,140 | $0.00 | 10,248 | D | — | — | (F2) Represents the number of shares earned upon satisfaction of performance goals in connection with performance-based restricted stock units. |
| 3 | Common | Common Stock | 2022-05-01 | F | D | 1,064 | $69.44 | 9,184 | D | — | — | (F3) Represents the number of shares forfeited to cover tax withholding obligations in connection with the vesting of restricted stock and performance awards. (F4) Consists of (i) 5,314 shares beneficially owned by reporting person, and (ii) 3,870 shares of restricted stock of the reporting person subject to future vesting requirements. |
| 4 | Derivative | Employee Stock Options | 2022-05-01 | A | A | 2,187 | $0.00 | 2,187 | D | $69.44 · — to 2032-05-01 | 2,187 Common Stock | (F5) Represents non-qualified stock options of Issuer granted to reporting person under Issuer's 2014 Omnibus Incentive Plan. (F6) Exercise of the employee stock option is subject to vesting over four years from the date of grant, with one fourth of such options becoming exercisable on each of the first four anniversaries of the date of grant. |