Form 4 for ROOT Root, Inc.
Accepted 2022-05-04 00:00:00 ET · period of report 2022-05-02 · accession 0001209191-22-027155 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2022-05-04 | 2022-05-02 | ROOT | Timm Alexander E. | CEO, Dir, 10% | A - Grant | $0.00 | +1.11M | 1.55M | +248% | $0 | |
| 2022-05-04 | 2022-05-02 | ROOT | Timm Alexander E. | CEO, Dir, 10% | F - Tax | $1.91 | -9,654 | 446.4K | -2% | -$18.4K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2022-05-02 | A | A | 1,108,588 | $0.00 | 1,554,970 | D | — | — | (F2) Represents the grant of restricted stock units ("RSUs"). One-half of the shares subject to the RSUs vest on April 1, 2023 and the remainder vest quarterly thereafter. |
| 2 | Common | Class A Common Stock | 2022-05-02 | F | D | 9,654 | $1.91 | 446,382 | D | — | — | (F1) These shares of common stock were withheld by the Issuer to satisfy tax withholding obligations associated with the vesting of restricted stock units. |