Form 4 for HOOD Robinhood Markets
Accepted 2022-05-04 00:00:00 ET · period of report 2022-05-02 · accession 0001209191-22-027249 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MI | 2022-05-04 | 2022-05-02 | HOOD | Makhzoumi Mohamad | Dir | J - Other | $0.00 | -23.82M | 2.03M | -92% | $0 |
| I | 2022-05-04 | 2022-05-03 | HOOD | Makhzoumi Mohamad | Dir | S - Sale | $10.06 | -1,952 | 0 | -100% | -$19.6K |
| 2022-05-04 | 2022-05-02 | HOOD | Makhzoumi Mohamad | Dir | J - Other | $0.00 | +3,083 | 6,371 | +94% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2022-05-02 | J | A | 326,913 | $0.00 | 326,913 | I See Note 4 | — | — | (F4) The Reporting Person is a manager of NEA 15 GP, which is the sole general partner of NEA Partners 15, the direct beneficial owner of the securities. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the securities held by NEA Partners 15 in which the Reporting Person has no pecuniary interest. |
| 2 | Common | Class A Common Stock | 2022-05-02 | J | D | 326,913 | $0.00 | 0 | I See Note 4 | — | — | (F4) The Reporting Person is a manager of NEA 15 GP, which is the sole general partner of NEA Partners 15, the direct beneficial owner of the securities. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the securities held by NEA Partners 15 in which the Reporting Person has no pecuniary interest. |
| 3 | Common | Class A Common Stock | 2022-05-03 | S | D | 1,952 | $10.06 | 0 | I | — | — | (F14) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.03 to $10.075, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (14) to this Form 4. |
| 4 | Common | Class A Common Stock | 2022-05-02 | J | A | 30,431 | $0.00 | 30,431 | I See Note 9 | — | — | (F9) The Reporting Person is a manager of NEA 17 GP, which is the sole general partner of NEA Partners 17, the direct beneficial owner of the securities. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the securities held by NEA Partners 17 in which the Reporting Person has no pecuniary interest. |
| 5 | Common | Class A Common Stock | 2022-05-02 | J | D | 30,431 | $0.00 | 0 | I See Note 9 | — | — | (F9) The Reporting Person is a manager of NEA 17 GP, which is the sole general partner of NEA Partners 17, the direct beneficial owner of the securities. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the securities held by NEA Partners 17 in which the Reporting Person has no pecuniary interest. |
| 6 | Common | Class A Common Stock | 2022-05-02 | J | A | 3,083 | $0.00 | 6,371 | D See Note 13 | — | — | (F13) The Reporting Person is a member of the Board of Directors of NEA Holdings CF, the direct beneficial owner of the securities. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the securities held by NEA Holdings CF in which the Reporting Person has no pecuniary interest. |
| 7 | Common | Class A Common Stock | 2022-05-02 | J | A | 1,952 | $0.00 | 1,952 | I See Note 13 | — | — | (F13) The Reporting Person is a member of the Board of Directors of NEA Holdings CF, the direct beneficial owner of the securities. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the securities held by NEA Holdings CF in which the Reporting Person has no pecuniary interest. |
| 8 | Common | Class A Common Stock | 2022-05-02 | J | D | 21,794,173 | $0.00 | 21,794,172 | I See Note 2 | — | — | (F2) The Reporting Person is a manager of NEA 15 GP, LLC ("NEA 15 GP"), which is the sole general partner of NEA Partners 15, L.P. ("NEA Partners 15"). NEA Partners 15 is the sole general partner of NEA 15, the direct beneficial owner of the securities. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the securities held by NEA 15 in which the Reporting Person has no pecuniary interest. |
| 9 | Common | Class A Common Stock | 2022-05-02 | J | D | 2,028,736 | $0.00 | 2,028,736 | I See Note 7 | — | — | (F7) The Reporting Person is a manager of NEA 17 GP, LLC ("NEA 17 GP"), which is the sole general partner of NEA Partners 17, L.P. ("NEA Partners 17"). NEA Partners 17 is the sole general partner of NEA 17, the direct beneficial owner of the securities. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the securities held by NEA 17 in which the Reporting Person has no pecuniary interest. |