Form 4 for ASAN Asana, Inc.
Accepted 2022-05-04 00:00:00 ET · period of report 2022-05-02 · accession 0001209191-22-027254 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-05-04 | 2022-05-02+ | ASAN | LACEY ELEANOR B | GC, Corp. Sec | M - OptEx | $4.02 | +8,334 | 169.2K | +5% | +$33.5K |
| DM | 2022-05-04 | 2022-05-02+ | ASAN | LACEY ELEANOR B | GC, Corp. Sec | S - Sale+OE | $28.25 | -8,334 | 165.1K | -5% | -$235.4K |
| DM | 2022-05-04 | 2022-05-02+ | ASAN | LACEY ELEANOR B | GC, Corp. Sec | M - OptEx | $0.00 | -8,334 | 125.0K | -6% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2022-05-04 | M | A | 4,167 | $4.02 | 169,243 | D | — | — | |
| 2 | Common | Class A Common Stock | 2022-05-04 | S | D | 4,167 | $29.50 | 165,076 | D | — | — | (F1) The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. |
| 3 | Common | Class A Common Stock | 2022-05-02 | M | A | 4,167 | $4.02 | 169,243 | D | — | — | |
| 4 | Common | Class A Common Stock | 2022-05-02 | S | D | 4,167 | $27.00 | 165,076 | D | — | — | (F1) The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. |
| 5 | Derivative | Stock Option (right to buy) | 2022-05-02 | M | D | 4,167 | $0.00 | 129,167 | D | $4.02 · — to 2029-07-29 | 4,167 Class A Common Stock | (F2) 1/4 of the shares subject to the option vested on July 22, 2020, and 1/48 of the shares vest monthly thereafter. |
| 6 | Derivative | Stock Option (right to buy) | 2022-05-04 | M | D | 4,167 | $0.00 | 125,000 | D | $4.02 · — to 2029-07-29 | 4,167 Class A Common Stock | (F2) 1/4 of the shares subject to the option vested on July 22, 2020, and 1/48 of the shares vest monthly thereafter. |