Form 4 for GEN Gen Digital
Accepted 2022-05-04 00:00:00 ET · period of report 2022-05-02 · accession 0001209191-22-027288 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-05-04 | 2022-05-02 | GEN | KO BRYAN SEUK | CLO, Head Corp Aff | F - Tax | $25.39 | -71.2K | 317.6K | -18% | -$1.81M |
| D | 2022-05-04 | 2022-05-02 | GEN | KO BRYAN SEUK | CLO, Head Corp Aff | M - OptEx | $25.39 | +150.1K | 388.8K | +63% | +$3.81M |
| D | 2022-05-04 | 2022-05-02 | GEN | KO BRYAN SEUK | CLO, Head Corp Aff | A - Grant | $0.00 | +150.1K | 150.1K | New | $0 |
| D | 2022-05-04 | 2022-05-02 | GEN | KO BRYAN SEUK | CLO, Head Corp Aff | M - OptEx | $0.00 | -150.1K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-05-02 | F | D | 71,200 | $25.39 | 317,583 | D | — | — | (F1) Shares withheld by NortonLifeLock to satisfy tax withholding requirements on vesting of performance-based restricted stock units (PRUs). No shares were sold. |
| 2 | Common | Common Stock | 2022-05-02 | M | A | 150,132 | $25.39 | 388,783 | D | — | — | |
| 3 | Derivative | Performance-Based Restricted Stock Units | 2022-05-02 | A | A | 150,132 | $0.00 | 150,132 | D | — · — to — | 150,132 Common Stock | (F2) On January 10, 2020, Mr. Ko was granted 77,764 shares of performance-based restricted stock units (PRUs). The PRUs vest based on NortonLifeLock's performance in achieving target total shareholder return (TSR) and peer rank over the three-year fiscal period beginning on March 30, 2019 and ending April 1, 2022 as determined by the Compensation and Leadership Development Committee up to 200%. The performance criteria was determined to have been met at 193.06% of the target, resulting in vesting of 150,132 PRUs. |
| 4 | Derivative | Performance-Based Restricted Stock Units | 2022-05-02 | M | D | 150,132 | $0.00 | 0 | D | — · — to — | 150,132 Common Stock | (F2) On January 10, 2020, Mr. Ko was granted 77,764 shares of performance-based restricted stock units (PRUs). The PRUs vest based on NortonLifeLock's performance in achieving target total shareholder return (TSR) and peer rank over the three-year fiscal period beginning on March 30, 2019 and ending April 1, 2022 as determined by the Compensation and Leadership Development Committee up to 200%. The performance criteria was determined to have been met at 193.06% of the target, resulting in vesting of 150,132 PRUs. |