Form 4 for DCO DUCOMMUN INC /DE/
Accepted 2022-05-06 00:00:00 ET · period of report 2022-05-04 · accession 0001209191-22-027671 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-05-06 | 2022-05-04 | DCO | Oswald Stephen G | COB, Pres, CEO, Dir | M - OptEx | $29.53 | +28.0K | 303.1K | +10% | +$826.8K |
| D | 2022-05-06 | 2022-05-06 | DCO | Oswald Stephen G | COB, Pres, CEO, Dir | S - Sale+OE | $49.92 | -5,778 | 275.1K | -2% | -$288.4K |
| D | 2022-05-06 | 2022-05-04 | DCO | Oswald Stephen G | COB, Pres, CEO, Dir | F - Tax | $49.99 | -22.2K | 280.9K | -7% | -$1.11M |
| D | 2022-05-06 | 2022-05-04 | DCO | Oswald Stephen G | COB, Pres, CEO, Dir | M - OptEx | $0.00 | +28.0K | 0 | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-05-04 | M | A | 28,000 | $29.53 | 303,141 | D | — | — | |
| 2 | Common | Common Stock | 2022-05-06 | S | D | 5,778 | $49.92 | 275,141 | D | — | — | (F1) This transaction was executed in multiple trades at prices ranging from $49.14 to $50.99. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder full information regarding the number of shares and prices at which the transaction was effectuated. |
| 3 | Common | Common Stock | 2022-05-04 | F | D | 22,222 | $49.99 | 280,919 | D | — | — | |
| 4 | Derivative | Option - Right to Buy | 2022-05-04 | M | A | 28,000 | $0.00 | 0 | D | $29.53 · 2018-01-23 to 2024-01-22 | 28,000 Common Stock | (F2) This option represents the right to purchase common stock granted under Ducommun Incorporated's employee stock option plans, which are Rule 16b-3 plans. (F3) This option vested as to 7,000 shares on each of January 23, 2018, 2019, 2020 and 2021. |