Form 4 for LEVI LEVI STRAUSS & CO
Accepted 2022-05-06 00:00:00 ET · period of report 2022-05-04 · accession 0001209191-22-027700 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-05-06 | 2022-05-04 | LEVI | Bergh Charles V | Pres, CEO, Dir | A - Grant | $0.00 | +1.07M | 1.53M | +228% | $0 |
| DMI | 2022-05-06 | 2022-05-04 | LEVI | Bergh Charles V | Pres, CEO, Dir | G - Gift | $0.00 | +1.23M | 362.5K | New | $0 |
| DM | 2022-05-06 | 2022-05-04 | LEVI | Bergh Charles V | Pres, CEO, Dir | G - Gift | $0.00 | -1.23M | 304.0K | -80% | $0 |
| DM | 2022-05-06 | 2022-05-04 | LEVI | Bergh Charles V | Pres, CEO, Dir | C - Cnv Deriv | $0.00 | -901.8K | 1.53M | -37% | $0 |
| D | 2022-05-06 | 2022-05-04 | LEVI | Bergh Charles V | Pres, CEO, Dir | C - Cnv Deriv | $0.00 | -164.4K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2022-05-04 | A | A | 1,066,251 | $0.00 | 1,534,672 | D See Footnote | — | — | (F6) The shares are held in a family trust formed in 2019 of which Mr. Bergh is trustee. |
| 2 | Common | Class A Common Stock | 2022-05-04 | G | A | 1,588,201 | $0.00 | 1,588,201 | I | — | — | |
| 3 | Common | Class A Common Stock | 2022-05-04 | G | A | 357,500 | $0.00 | 1,892,172 | D | — | — | |
| 4 | Common | Class A Common Stock | 2022-05-04 | G | D | 362,500 | $0.00 | 0 | I | — | — | |
| 5 | Common | Class A Common Stock | 2022-05-04 | G | A | 362,500 | $0.00 | 631,500 | I | — | — | |
| 6 | Common | Class A Common Stock | 2022-05-04 | G | D | 1,588,201 | $0.00 | 303,971 | D | — | — | |
| 7 | Common | Class A Common Stock | 2022-05-04 | C | D | 1,066,251 | $0.00 | 468,421 | D See Footnote | — | — | (F4) The shares are held in a family trust formed in 2020 of which Mr. Bergh is trustee. |
| 8 | Common | Class A Common Stock | 2022-05-04 | C | A | 164,450 | $0.00 | 1,534,672 | D See Footnote | — | — | (F4) The shares are held in a family trust formed in 2020 of which Mr. Bergh is trustee. |
| 9 | Common | Class A Common Stock | 2022-05-04 | G | D | 357,500 | $0.00 | 362,500 | I See Footnote | — | — | (F7) The shares are held in a family trust formed in 2022 of which Mr. Bergh is trustee. |
| 10 | Derivative | Class B Common Stock | 2022-05-04 | C | D | 164,450 | $0.00 | 0 | D | — · — to — | 164,450 Class A Common Stock | (F8) Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. |