Form 4 for XYZ Block, Inc.
Accepted 2022-05-09 00:00:00 ET · period of report 2022-05-05 · accession 0001209191-22-027901 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-05-09 | 2022-05-05 | XYZ | Whiteley Sivan | Chief Legal Ofcr, Corp. Sec | C - Cnv Deriv | $0.00 | +17.3K | 116.4K | +17% | $0 |
| DM | 2022-05-09 | 2022-05-05 | XYZ | Whiteley Sivan | Chief Legal Ofcr, Corp. Sec | C - Cnv Deriv | $0.00 | -17.3K | 0 | -100% | $0 |
| DM | 2022-05-09 | 2022-05-05 | XYZ | Whiteley Sivan | Chief Legal Ofcr, Corp. Sec | M - OptEx | $0.00 | 0 | 0 | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2022-05-05 | C | A | 4,167 | $0.00 | 103,233 | D | — | — | |
| 2 | Common | Class A Common Stock | 2022-05-05 | C | A | 13,125 | $0.00 | 116,358 | D | — | — | |
| 3 | Derivative | Class B Common Stock | 2022-05-05 | C | D | 13,125 | $0.00 | 0 | D | — · — to — | 13,125 Class A Common Stock | (F3) Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. |
| 4 | Derivative | Stock Option (right to buy) | 2022-05-05 | M | D | 13,125 | $0.00 | 0 | D | $13.94 · — to 2025-06-16 | 13,125 Class B Common Stock | (F4) 25% of the shares subject to the option vested on June 1, 2016 and 1/48th of the shares vested monthly thereafter. |
| 5 | Derivative | Class B Common Stock | 2022-05-05 | M | A | 13,125 | $0.00 | 13,125 | D | — · — to — | 13,125 Class A Common Stock | (F3) Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. |
| 6 | Derivative | Class B Common Stock | 2022-05-05 | C | D | 4,167 | $0.00 | 0 | D | — · — to — | 4,167 Class A Common Stock | (F3) Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. |
| 7 | Derivative | Class B Common Stock | 2022-05-05 | M | A | 4,167 | $0.00 | 4,167 | D | — · — to — | 4,167 Class A Common Stock | (F3) Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. |
| 8 | Derivative | Stock Option (right to buy) | 2022-05-05 | M | D | 4,167 | $0.00 | 0 | D | $7.25 · — to 2024-02-27 | 4,167 Class B Common Stock | (F2) 25% of the shares subject to the option vested on January 31, 2015 and 1/48th of the shares vested monthly thereafter. |