Form 4 for TDG TransDigm Group
Accepted 2022-05-17 00:00:00 ET · period of report 2022-05-16 · accession 0001209191-22-029592 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMI | 2022-05-17 | 2022-05-16 | TDG | Howley W Nicholas | Dir | S - Sale+OE | $556.61 | -11.5K | 21.6K | -35% | -$6.40M |
| DI | 2022-05-17 | 2022-05-16 | TDG | Howley W Nicholas | Dir | M - OptEx | $130.09 | +11.5K | 33.0K | +53% | +$1.50M |
| DI | 2022-05-17 | 2022-05-16 | TDG | Howley W Nicholas | Dir | M - OptEx | $0.00 | -11.5K | 57.5K | -17% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-05-16 | S | D | 882 | $556.27 | 25,798.51 | I W. Nicholas Howley Family Trust u/a/d 4/23/99 | — | — | (F6) Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $555.910 - $556.840. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
| 2 | Common | Common Stock | 2022-05-16 | S | D | 536 | $557.51 | 25,262.51 | I W. Nicholas Howley Family Trust u/a/d 4/23/99 | — | — | (F7) Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $556.980 - $557.945. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
| 3 | Common | Common Stock | 2022-05-16 | S | D | 481 | $558.92 | 24,781.51 | I W. Nicholas Howley Family Trust u/a/d 4/23/99 | — | — | (F8) Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $558.220 - $559.180. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
| 4 | Common | Common Stock | 2022-05-16 | S | D | 683 | $559.77 | 24,098.51 | I W. Nicholas Howley Family Trust u/a/d 4/23/99 | — | — | (F9) Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $559.235 - $560.205 The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
| 5 | Common | Common Stock | 2022-05-16 | S | D | 321 | $560.60 | 23,777.51 | I W. Nicholas Howley Family Trust u/a/d 4/23/99 | — | — | (F10) Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $560.275 - $561.205. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
| 6 | Common | Common Stock | 2022-05-16 | S | D | 1,181 | $562.89 | 21,900.51 | I W. Nicholas Howley Family Trust u/a/d 4/23/99 | — | — | (F12) Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $562.415 - $563.325. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
| 7 | Common | Common Stock | 2022-05-16 | S | D | 229 | $563.92 | 21,671.51 | I W. Nicholas Howley Family Trust u/a/d 4/23/99 | — | — | (F13) Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $563.480 - $564.335 The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
| 8 | Common | Common Stock | 2022-05-16 | S | D | 1,286 | $555.35 | 26,680.51 | I W. Nicholas Howley Family Trust u/a/d 4/23/99 | — | — | (F5) Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $554.910 - $555.860. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
| 9 | Common | Common Stock | 2022-05-16 | S | D | 2,743 | $554.35 | 27,966.51 | I W. Nicholas Howley Family Trust u/a/d 4/23/99 | — | — | (F4) Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $553.910 - $554.900. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
| 10 | Common | Common Stock | 2022-05-16 | S | D | 550 | $553.41 | 30,709.51 | I W. Nicholas Howley Family Trust u/a/d 4/23/99 | — | — | (F3) Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $552.885 - $553.880. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
| 11 | Common | Common Stock | 2022-05-16 | S | D | 773 | $552.22 | 31,259.51 | I W. Nicholas Howley Family Trust u/a/d 4/23/99 | — | — | (F2) Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $551.795 - $552.785. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
| 12 | Common | Common Stock | 2022-05-16 | S | D | 1,015 | $551.24 | 32,032.51 | I W. Nicholas Howley Family Trust u/a/d 4/23/99 | — | — | (F1) Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $550.75 - $551.70. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
| 13 | Common | Common Stock | 2022-05-16 | M | A | 11,500 | $130.09 | 33,047.51 | I W. Nicholas Howley Family Trust u/a/d 4/23/99 | — | — | |
| 14 | Common | Common Stock | 2022-05-16 | S | D | 696 | $561.81 | 23,081.51 | I W. Nicholas Howley Family Trust u/a/d 4/23/99 | — | — | (F11) Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $561.400 - $562.160. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
| 15 | Common | Common Stock | 2022-05-16 | S | D | 8 | $565.97 | 21,547.51 | I W. Nicholas Howley Family Trust u/a/d 4/23/99 | — | — | |
| 16 | Common | Common Stock | 2022-05-16 | S | D | 116 | $564.54 | 21,555.51 | I W. Nicholas Howley Family Trust u/a/d 4/23/99 | — | — | (F14) Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $564.480 - $564.825. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
| 17 | Derivative | Stock Option | 2022-05-16 | M | D | 11,500 | $0.00 | 57,500 | I W. Nicholas Howley Family Trust u/a/d 4/23/99 | $130.09 · 2016-09-30 to 2022-11-19 | 11,500 Common Stock |