Form 4 for GNW GENWORTH FINANCIAL INC
Accepted 2022-05-17 00:00:00 ET · period of report 2022-05-16 · accession 0001209191-22-029620 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-05-17 | 2022-05-16 | GNW | Sheehan Daniel J IV | EVP, CFO, CIO | M - OptEx | — | +90.1K | 1.42M | +7% | — |
| D | 2022-05-17 | 2022-05-16 | GNW | Sheehan Daniel J IV | EVP, CFO, CIO | F - Tax | $3.95 | -41.7K | 1.38M | -3% | -$164.9K |
| D | 2022-05-17 | 2022-05-16 | GNW | Sheehan Daniel J IV | EVP, CFO, CIO | M - OptEx | $0.00 | -90.1K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2022-05-16 | M | A | 90,091 | — | 1,423,772 | D | — | — | (F1) Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. |
| 2 | Common | Class A Common Stock | 2022-05-16 | F | D | 41,749 | $3.95 | 1,382,023 | D | — | — | (F2) The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on May 16, 2022. |
| 3 | Derivative | Restricted Stock Units | 2022-05-16 | M | D | 90,091 | $0.00 | 0 | D | — · — to — | 90,091 Class A Common Stock | (F1) Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. (F3) Restricted Stock Units vested and converted to Class A Common Stock on May 16, 2022. |