Form 4 for HLIT HARMONIC INC.
Accepted 2022-05-17 00:00:00 ET · period of report 2022-05-15 · accession 0001209191-22-029754 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-05-17 | 2022-05-15 | HLIT | Graham Ian | SVP, Gbl Sales, Video Svcs | M - OptEx | $0.00 | +12.7K | 123.1K | +11% | $0 |
| D | 2022-05-17 | 2022-05-15 | HLIT | Graham Ian | SVP, Gbl Sales, Video Svcs | F - Tax | $9.28 | -7,164 | 115.9K | -6% | -$66.5K |
| DM | 2022-05-17 | 2022-05-15 | HLIT | Graham Ian | SVP, Gbl Sales, Video Svcs | M - OptEx | $0.00 | -12.7K | 48.4K | -21% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-05-15 | M | A | 12,675 | $0.00 | 123,095 | D | — | — | |
| 2 | Common | Common Stock | 2022-05-15 | F | D | 7,164 | $9.28 | 115,931 | D | — | — | |
| 3 | Derivative | Restricted Stock Units | 2022-05-15 | M | D | 4,091 | $0.00 | 12,276 | D | $0.00 · 2021-02-15 to 2023-02-15 | 4,091 Common Stock | |
| 4 | Derivative | Restricted Stock Units | 2022-05-15 | M | D | 1,667 | $0.00 | 8,334 | D | $0.00 · 2021-08-15 to 2023-08-15 | 1,667 Common Stock | |
| 5 | Derivative | Restricted Stock Units | 2022-05-15 | M | D | 6,917 | $0.00 | 48,426 | D | $0.00 · 2022-02-15 to 2024-02-15 | 6,917 Common Stock |