Form 4/A for HLIT HARMONIC INC.
Accepted 2022-05-18 00:00:00 ET · period of report 2022-05-15 · accession 0001209191-22-030223 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DA | 2022-05-18 | 2022-05-15 | HLIT | HARSHMAN PATRICK | Pres, CEO, Dir | M - OptEx | $0.00 | +31.8K | 644.5K | +5% | $0 |
| DA | 2022-05-18 | 2022-05-15 | HLIT | HARSHMAN PATRICK | Pres, CEO, Dir | F - Tax | $9.28 | -16.7K | 627.8K | -3% | -$155.3K |
| DMA | 2022-05-18 | 2022-05-15 | HLIT | HARSHMAN PATRICK | Pres, CEO, Dir | M - OptEx | $0.00 | -31.8K | 115.9K | -22% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-05-15 | M | A | 31,789 | $0.00 | 644,544 | D | — | — | (F1) Reflects an adjustment of 612,795 shares of common stock to his ex-spouse pursuant to a marital settlement agreement. The reporting person no longer reports as beneficially owned any securities owned by his ex-spouse. |
| 2 | Common | Common Stock | 2022-05-15 | F | D | 16,736 | $9.28 | 627,808 | D | — | — | (F2) Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units. |
| 3 | Derivative | Restricted Stock Units | 2022-05-15 | M | D | 15,236 | $0.00 | 45,707 | D | $0.00 · 2021-02-15 to 2023-02-15 | 15,236 Common Stock | |
| 4 | Derivative | Restricted Stock Units | 2022-05-15 | M | D | 16,554 | $0.00 | 115,885 | D | $0.00 · 2022-02-15 to 2024-02-15 | 16,554 Common Stock |