Form 4 for OSS ONE STOP SYSTEMS, INC.
Accepted 2022-05-19 00:00:00 ET · period of report 2022-05-17 · accession 0001209191-22-030502 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2022-05-19 | 2022-05-17 | OSS | Ison James | Chief Sales, Marketing Off | F - Tax | $4.41 | -2,730 | 94.9K | -3% | -$12.0K | |
| 2022-05-19 | 2022-05-17 | OSS | Ison James | Chief Sales, Marketing Off | G - Gift | $0.00 | -3,937 | 91.0K | -4% | $0 | |
| I | 2022-05-19 | 2022-05-17 | OSS | Ison James | Chief Sales, Marketing Off | G - Gift | $0.00 | +3,937 | 74.7K | +6% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-05-17 | F | D | 2,730 | $4.41 | 94,937 | D By Trust | — | — | (F2) Includes 91,000 unvested restricted stock units held by the Reporting Person, all of which remain subject to certain vesting conditions. (F5) These shares are owned directly by the Trust, and indirectly by James Ison as trustee of the Trust. |
| 2 | Common | Common Stock | 2022-05-17 | G | D | 3,937 | $0.00 | 91,000 | D | — | — | (F3) On May 17, 2022, the Reporting Person transferred 3,937 shares of common stock to the James J. Ison Jr. & Sha-Marie A Ison TR UA 06 04 2020 James J. Ison Jr. & Sha-Marie A Ison Inter Vivos Revocable Trust (the "Trust"), of which the Reporting Person is trustee. The Reporting Person and members of his immediate family are the sole beneficiaries of the Trust. (F2) Includes 91,000 unvested restricted stock units held by the Reporting Person, all of which remain subject to certain vesting conditions. |
| 3 | Common | Common Stock | 2022-05-17 | G | A | 3,937 | $0.00 | 74,713 | I | — | — | (F3) On May 17, 2022, the Reporting Person transferred 3,937 shares of common stock to the James J. Ison Jr. & Sha-Marie A Ison TR UA 06 04 2020 James J. Ison Jr. & Sha-Marie A Ison Inter Vivos Revocable Trust (the "Trust"), of which the Reporting Person is trustee. The Reporting Person and members of his immediate family are the sole beneficiaries of the Trust. (F4) The number of shares held by the Trust reflects a revision to correct an error in the Reporting Person's Form 4 filed with the Securities and Exchange Commission on February 11, 2022 (the "Prior Form 4"), in which it was inadvertently reported that 805 shares of common stock were forfeited to cover tax withholdings upon vesting of 2,500 restricted stock units. The correct number of shares of common stock that were forfeited to cover such tax withholdings was 843 shares, as reported in footnote (3) of the Prior Form 4. |