Form 4 for ALGN Align Technology
Accepted 2022-05-19 00:00:00 ET · period of report 2022-05-18 · accession 0001209191-22-030679 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DI | 2022-05-19 | 2022-05-18 | ALGN | LACOB JOSEPH | Dir | M - OptEx | $0.00 | +524 | 155.9K | +0.3% | $0 |
| D | 2022-05-19 | 2022-05-18 | ALGN | LACOB JOSEPH | Dir | M - OptEx | $0.00 | -524 | 0 | -100% | $0 |
| D | 2022-05-19 | 2022-05-18 | ALGN | LACOB JOSEPH | Dir | A - Grant | $0.00 | +1,114 | 1,114 | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-05-18 | M | A | 524 | $0.00 | 155,880 | I By Trust | — | — | (F1) The shares are held directly by a trust for which the reporting person is the trustee. |
| 2 | Derivative | Restricted Stock Unit | 2022-05-18 | M | D | 524 | $0.00 | 0 | D | $0.00 · — to — | 524 Common Stock | (F2) Represents par value of ALGN common stock. (F3) 100% of the restricted stock unit granted on May 19, 2021 became vested on May 18, 2022 and shares were delivered to reporting person. |
| 3 | Derivative | Restricted Stock Unit | 2022-05-18 | A | A | 1,114 | $0.00 | 1,114 | D | $0.00 · — to — | 1,114 Common Stock | (F2) Represents par value of ALGN common stock. (F4) 100% of the restricted stock unit granted on May 18, 2022 will become vested on the earlier of (i) May 18, 2023 or (i) the date of the 2023 annual meeting of stockholders. Shares will be delivered to reporting person on the vest date. |