Form 4 for PUBM PubMatic, Inc.
Accepted 2022-05-19 00:00:00 ET · period of report 2022-05-17 · accession 0001209191-22-030754 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-05-19 | 2022-05-17 | PUBM | Chow Thomas C. | GC, Sec | C - Cnv Deriv | $0.00 | +10.0K | 12.8K | +357% | $0 |
| D | 2022-05-19 | 2022-05-17 | PUBM | Chow Thomas C. | GC, Sec | S - Sale | $21.74 | -10.0K | 2,801 | -78% | -$217.4K |
| DM | 2022-05-19 | 2022-05-17 | PUBM | Chow Thomas C. | GC, Sec | M - OptEx | $0.00 | 0 | 10.0K | New | $0 |
| D | 2022-05-19 | 2022-05-17 | PUBM | Chow Thomas C. | GC, Sec | C - Cnv Deriv | $0.00 | -10.0K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2022-05-17 | C | A | 10,000 | $0.00 | 12,801 | D | — | — | |
| 2 | Common | Class A Common Stock | 2022-05-17 | S | D | 10,000 | $21.74 | 2,801 | D | — | — | (F1) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.53 to $21.93, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. |
| 3 | Derivative | Stock Option (Right to buy Class B Common Stock) | 2022-05-17 | M | D | 10,000 | $0.00 | 9,902 | D | $2.97 · — to 2029-05-20 | 10,000 Class B Common Stock | (F2) The option vested as to 1/48 of the total shares on February 1, 2019, and 1/48 of the total shares vests monthly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date. |
| 4 | Derivative | Class B Common Stock | 2022-05-17 | M | A | 10,000 | $0.00 | 10,000 | D | — · — to — | 10,000 Class A Common Stock | (F3) Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. |
| 5 | Derivative | Class B Common Stock | 2022-05-17 | C | D | 10,000 | $0.00 | 0 | D | — · — to — | 10,000 Class A Common Stock | (F3) Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. |