Form 4 for HGBL Heritage Global Inc.
Accepted 2022-05-20 00:00:00 ET · period of report 2022-05-18 · accession 0001209191-22-030868 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-05-20 | 2022-05-18 | HGBL | Dove Nicholas Kirk | Pres, Industrial Assets | M - OptEx | $0.45 | +45.0K | 78.7K | +134% | +$20.2K |
| D | 2022-05-20 | 2022-05-18 | HGBL | Dove Nicholas Kirk | Pres, Industrial Assets | M - OptEx | $0.00 | -45.0K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-05-18 | M | A | 45,000 | $0.45 | 78,665 | D | — | — | |
| 2 | Derivative | Option to purchase common stock | 2022-05-18 | M | D | 45,000 | $0.00 | 0 | D | $0.45 · — to 2022-05-18 | 45,000 Common Stock | (F1) Options were granted 12/9/2016 and vested 25% annually beginning on the first anniversary of the grant date. |