Form 4 for STAA STAAR SURGICAL CO
Accepted 2022-05-20 00:00:00 ET · period of report 2022-05-18 · accession 0001209191-22-031137 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-05-20 | 2022-05-18+ | STAA | Mason Caren L | Pres, CEO, Dir | S - Sale+OE | $57.48 | -105.0K | 83.6K | -56% | -$6.04M |
| DM | 2022-05-20 | 2022-05-18+ | STAA | Mason Caren L | Pres, CEO, Dir | M - OptEx | $9.30 | +105.0K | 118.6K | +770% | +$976.5K |
| DM | 2022-05-20 | 2022-05-18+ | STAA | Mason Caren L | Pres, CEO, Dir | M - OptEx | $0.00 | +105.0K | 95.0K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-05-19 | S | D | 35,000 | $57.49 | 83,645 | D | — | — | (F2) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.89 to $58.15. |
| 2 | Common | Common Stock | 2022-05-20 | M | A | 35,000 | $9.30 | 118,645 | D | — | — | |
| 3 | Common | Common Stock | 2022-05-20 | S | D | 35,000 | $58.48 | 83,645 | D | — | — | (F3) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $57.16 to $60.62. |
| 4 | Common | Common Stock | 2022-05-18 | M | A | 35,000 | $9.30 | 118,645 | D | — | — | |
| 5 | Common | Common Stock | 2022-05-19 | M | A | 35,000 | $9.30 | 118,645 | D | — | — | |
| 6 | Common | Common Stock | 2022-05-18 | S | D | 35,000 | $56.46 | 83,645 | D | — | — | (F1) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.43 to $57.97. |
| 7 | Derivative | Common Stock Options | 2022-05-18 | M | A | 35,000 | $0.00 | 165,000 | D | $9.30 · 2018-03-21 to 2027-03-20 | 35,000 Common Stock | |
| 8 | Derivative | Common Stock Options | 2022-05-19 | M | A | 35,000 | $0.00 | 130,000 | D | $9.30 · 2018-03-21 to 2027-03-20 | 35,000 Common Stock | |
| 9 | Derivative | Common Stock Options | 2022-05-20 | M | A | 35,000 | $0.00 | 95,000 | D | $9.30 · 2018-03-21 to 2027-03-20 | 35,000 Common Stock |