Form 4 for HOPE HOPE BANCORP INC

Accepted 2022-05-23 00:00:00 ET · period of report 2022-05-19 · accession 0001209191-22-031465 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
D	2022-05-23	2022-05-19	HOPE	Zuehls Dale S.	Dir	A - Grant	$0.00	+4,451	22.6K	+25%	$0
D	2022-05-23	2022-05-19	HOPE	Zuehls Dale S.	Dir	M - OptEx	$13.75	+3,984	18.1K	+28%	+$54.8K
D	2022-05-23	2022-05-19	HOPE	Zuehls Dale S.	Dir	M - OptEx	—	-3,984	0	-100%	—

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock	2022-05-19	A	A	4,451	$0.00	22,601	D	—	—	(F1) Total 4,451 Restricted Stock Units (RSU) were granted on May 19, 2022 pursuant to the HOPE Bancorp, Inc. 2019 Incentive Compensation Plan ("2019 ICP"). Each RSU represents a contingent right to receive one share of Hope common stock. 4,451 shares will vest either on the one-year anniversary of grant date or the date of the next Hope Bancorp stockholders meeting, whichever is earlier.
2	Common	Common Stock	2022-05-19	M	A	3,984	$13.75	18,150	D	—	—
3	Derivative	Restricted Stock Units	2022-05-19	M	D	3,984	—	0	D	— · — to —	3,984 Common Stock	(F2) Total 3,984 Restricted Stock Units (RSU) were granted on May 20, 2021 pursuant to the HOPE Bancorp, Inc. 2019 Incentive Compensation Plan ("2019 ICP"). Each RSU represents a contingent right to receive one share of Hope common stock. 3,984 shares will vest either on the one-year anniversary of grant date or the date of the next Hope Bancorp stockholders meeting, whichever is earlier.