Form 4 for FLL FULL HOUSE RESORTS INC
Accepted 2022-05-23 00:00:00 ET · period of report 2022-05-19 · accession 0001209191-22-031486 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-05-23 | 2022-05-19 | FLL | Fanger Lewis A. | SVP, CFO, Treas, Dir | A - Grant | $0.00 | +2,917 | 77.9K | +4% | $0 |
| D | 2022-05-23 | 2022-05-19 | FLL | Fanger Lewis A. | SVP, CFO, Treas, Dir | A - Grant | $0.00 | +62.6K | 62.6K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-05-19 | A | A | 2,917 | $0.00 | 77,917 | D | — | — | (F1) Represents shares of restricted stock that have vested as a result of achievement of applicable performance-based criteria. (F2) Not included in this report is the grant of 39,352 shares of restricted stock approved on May 19, 2022 by the compensation committee of the board of directors (the "Compensation Committee") of Full House Resorts, Inc. (the "Company") under the Company's 2015 Equity Incentive Plan pursuant to the Annual Incentive Plan for Executives. The restricted stock will vest in three equal annual amounts on May 19, 2023, 2024 and 2025, subject to the achievement of certain performance-based criteria, including annual growth rates of EBITDA and free cash flow per share. Each such annual amount will be reported following the date of vesting. |
| 2 | Derivative | Employee Stock Option (right to buy) | 2022-05-19 | A | A | 62,588 | $0.00 | 62,588 | D | $6.75 · — to 2032-05-19 | 62,588 Common Stock | (F3) The option vests in three equal annual installments beginning on May 19, 2023. |