Form 4 for ALCO ALICO, INC.
Accepted 2022-05-26 00:00:00 ET · period of report 2022-05-24 · accession 0001209191-22-032195 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-05-26 | 2022-05-24 | ALCO | Sampel James | CIO | M - OptEx | $33.96 | +3,000 | 3,991 | +303% | +$101.9K |
| D | 2022-05-26 | 2022-05-24 | ALCO | Sampel James | CIO | S - Sale+OE | $42.00 | -3,000 | 991 | -75% | -$126.0K |
| D | 2022-05-26 | 2022-05-24 | ALCO | Sampel James | CIO | M - OptEx | $0.00 | -3,000 | 9,000 | -25% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Alico, Inc., Common Stock, Par Value $1.00 | 2022-05-24 | M | A | 3,000 | $33.96 | 3,991 | D | — | — | |
| 2 | Common | Alico, Inc., Common Stock, Par Value $1.00 | 2022-05-24 | S | D | 3,000 | $42.00 | 991 | D | — | — | |
| 3 | Derivative | Employee stock option (right to buy) | 2022-05-24 | M | D | 3,000 | $0.00 | 9,000 | D | $33.96 · — to 2026-12-31 | 3,000 Common Stock | (F2) Due to the 1000 character limit, Footnote 2 is a continuation of Footnote 1: Of the options mentioned in the preceding sentence, options representing the right to purchase 3,000 shares became exercisable on January 27, 2020; and the exercise of the options representing the right to purchase such 3,000 shares is reflected in the transaction reported in this Form 4 filing. Any of the remaining 9,000 options not vested on or before December 31, 2022 shall be forfeited. (F1) The options, representing the right to purchase a total of 12,000 shares, vest as follows: (i) 25% of the options will vest if the price of the Companys common stock during a consecutive 20-day trading period exceeds $35.00; (ii) 25% of the options will vest if the price of the Companys common stock during a consecutive 20-day trading period exceeds $40.00; (iii) 25% of the options will vest if the price of the Companys common stock during a consecutive 20-day trading period exceeds $45.00 and (iv) 25% of the options will vest if the price of the Companys common stock during a consecutive 20-day trading period exceeds $50.00, in each case subject to (x) the reporting person executing the Companys incentive stock option agreement and (y) the reporting persons continued employment or service with the Company on the applicable vesting date or such date as set forth in the incentive stock option agreement. |