InsiderTrades

Form 4 for ICE Intercontinental Exchange

Accepted 2022-05-27 00:00:00 ET · period of report 2022-05-25 · accession 0001209191-22-032604 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X Filed Traded Ticker Insider Title Type Price Qty Owned ΔOwn Value
DM 2022-05-27 2022-05-26 ICE Sprecher Jeffrey C CEO, Dir M - OptEx $41.80 +65.4K 1.36M +5% +$2.73M
DMI 2022-05-27 2022-05-25 ICE Sprecher Jeffrey C CEO, Dir S - Sale+OE $97.63 -10.0K 3.01M -0.3% -$976.3K
DM 2022-05-27 2022-05-26 ICE Sprecher Jeffrey C CEO, Dir S - Sale+OE $98.97 -83.6K 1.28M -6% -$8.28M
DM 2022-05-27 2022-05-26 ICE Sprecher Jeffrey C CEO, Dir M - OptEx $0.00 -65.4K 203.2K -24% $0

Purchase Sale Sale after option exercise All abbreviations

Every reported transaction

#TableSecurityDateCodeA/DSharesPriceOwned afterOwnExercise / expiryUnderlyingFootnotes
1 Common Common Stock 2022-05-26 M A 63,680 $41.37 1,359,150 D CPEX — — (F1) The transactions reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended.
2 Common Common Stock 2022-05-25 S D 5,976 $97.38 3,015,729 I — — (F1) The transactions reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended. (F6) The price range for the aggregate amount sold by the direct holder is $96.74 - $97.73. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.
3 Common Common Stock 2022-05-25 S D 4,024 $98.00 3,011,705 I — — (F1) The transactions reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended. (F7) The price range for the aggregate amount sold by the direct holder is $97.74 - $98.49. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price. (F8) As previously reported, the reporting person also indirectly owns 3,011,705 shares that are beneficially owned directly by CPEX. The reporting person beneficially owns 100% of the equity interest in CPEX. Additionally, as previously reported, the reporting person indirectly owns shares that are beneficially owned directly by the reporting person's spouse for which the reporting person disclaims beneficial ownership.
4 Common Common Stock 2022-05-26 M A 1,751 $57.31 1,360,901 D CPEX — — (F1) The transactions reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended.
5 Common Common Stock 2022-05-26 S D 18,012 $97.86 1,342,889 D — — (F1) The transactions reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended. (F2) The price range for the aggregate amount sold by the direct holder is $97.29 - $98.28. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.
6 Common Common Stock 2022-05-26 S D 29,523 $98.84 1,313,366 D — — (F1) The transactions reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended. (F3) The price range for the aggregate amount sold by the direct holder is $98.29 - $99.28. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.
7 Common Common Stock 2022-05-26 S D 36,086 $99.62 1,277,280 D — — (F1) The transactions reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended. (F4) The price range for the aggregate amount sold by the direct holder is $99.29 - $100.13. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price. (F5) The common stock number referred in Table I is an aggregate number and represents 1,217,436 shares of common stock and 59,844 unvested performance based restricted stock units, for which the performance period has been satisfied. These performance based restricted stock units vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2022 performance based restricted units tied to earnings before interest, taxes, depreciation, and amortization ("EBITDA") and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2023 and will be reported at the time of vesting. The satisfaction of the 2020, 2021 and 2022 total shareholder return performance based restricted stock units and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2023, February 2024 and February 2025, respectively, and will be reported at the time of vesting.
8 Derivative Employee Stock Option (right to buy) Holding 2022-05-26 M D 63,680 $0.00 63,680 D $41.37 · — to 2024-01-17 63,680 Common Stock (F10) These options are fully vested.
9 Derivative Employee Stock Option (right to buy) Holding 2022-05-26 M D 1,751 $0.00 203,206 D $57.31 · — to 2027-01-18 1,751 Common Stock (F10) These options are fully vested.