Form 4 for EQH Equitable Holdings, Inc.
Accepted 2022-05-27 00:00:00 ET · period of report 2022-05-26 · accession 0001209191-22-032621 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-05-27 | 2022-05-26 | EQH | Lane Nick | (See Remarks) | M - OptEx | $18.74 | +20.7K | 136.7K | +18% | +$388.4K |
| DM | 2022-05-27 | 2022-05-26 | EQH | Lane Nick | (See Remarks) | S - Sale+OE | $30.03 | -25.7K | 111.0K | -19% | -$772.6K |
| D | 2022-05-27 | 2022-05-26 | EQH | Lane Nick | (See Remarks) | M - OptEx | $0.00 | -20.7K | 176.6K | -11% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-05-26 | M | A | 20,725 | $18.74 | 136,732.13 | D | — | — | (F1) The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 22, 2022. (F2) Includes restricted stock units. |
| 2 | Common | Common Stock | 2022-05-26 | S | D | 20,725 | $30.04 | 116,007.13 | D | — | — | (F1) The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 22, 2022. (F3) This transaction was executed in multiple trades at prices ranging from $30.0000 to $30.1200. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected (F2) Includes restricted stock units. |
| 3 | Common | Common Stock | 2022-05-26 | S | D | 5,000 | $30.01 | 111,007.13 | D | — | — | (F1) The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 22, 2022. (F4) This transaction was executed in multiple trades at prices ranging from $30.0000 to $30.0300. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected (F2) Includes restricted stock units. |
| 4 | Derivative | Employee Stock Option (right to buy) | 2022-05-26 | M | D | 20,725 | $0.00 | 176,589 | D | $18.74 · — to 2029-02-14 | 20,725 Common Stock | (F5) Grant of employee stock option under the Issuer's 2018 Omnibus Incentive Plan exempt under Rule 16b-3. The options vest/vested in three installments beginning on February 14, 2020. |