Form 4 for SLSN SOLESENCE, INC.
Accepted 2022-06-08 00:00:00 ET · period of report 2022-06-06 · accession 0001209191-22-035173 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-06-08 | 2022-06-06+ | SLSN | JANKOWSKI JESS | Pres, CEO, Dir | M - OptEx | $0.3 | +13.1K | 59.1K | +28% | +$3,916 |
| DM | 2022-06-08 | 2022-06-06+ | SLSN | JANKOWSKI JESS | Pres, CEO, Dir | S - Sale+OE | $3.03 | -13.1K | 59.0K | -18% | -$39.5K |
| DM | 2022-06-08 | 2022-06-06+ | SLSN | JANKOWSKI JESS | Pres, CEO, Dir | M - OptEx | $0.3 | -13.1K | 0 | -100% | -$3,916 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-06-06 | M | A | 11,455 | $0.3 | 70,455 | D | — | — | (F1) These options were set to expire on 08/07/2022. Under the Company's Policy on Insider Trading, all Nanophase employees will enter a blackout period on 06/25/2022, which will not end until three working days after the Company releases Q22022 earnings. |
| 2 | Common | Common Stock | 2022-06-08 | S | D | 1,500 | $3.00 | 59,000 | D | — | — | |
| 3 | Common | Common Stock | 2022-06-08 | M | A | 1,500 | $0.3 | 60,500 | D | — | — | (F1) These options were set to expire on 08/07/2022. Under the Company's Policy on Insider Trading, all Nanophase employees will enter a blackout period on 06/25/2022, which will not end until three working days after the Company releases Q22022 earnings. |
| 4 | Common | Common Stock | 2022-06-07 | S | D | 100 | $3.00 | 59,000 | D | — | — | |
| 5 | Common | Common Stock | 2022-06-07 | M | A | 100 | $0.3 | 59,100 | D | — | — | (F1) These options were set to expire on 08/07/2022. Under the Company's Policy on Insider Trading, all Nanophase employees will enter a blackout period on 06/25/2022, which will not end until three working days after the Company releases Q22022 earnings. |
| 6 | Common | Common Stock | 2022-06-06 | S | D | 11,455 | $3.03 | 59,000 | D | — | — | |
| 7 | Derivative | Common Stock (right to purchase) | 2022-06-08 | M | D | 1,500 | $0.3 | 84,945 | D | $0.3 · 2013-08-07 to 2022-08-07 | 86,445 Common Stock | (F2) Subject to certain restrictions, beginning on this date, options vest in three equal annual installments. |
| 8 | Derivative | Common Stock (right to purchase) | 2022-06-07 | M | D | 100 | $0.3 | 0 | D | $0.3 · 2013-08-07 to 2022-08-07 | 100 Common Stock | (F2) Subject to certain restrictions, beginning on this date, options vest in three equal annual installments. |
| 9 | Derivative | Common Stock (right to purchase) | 2022-06-06 | M | D | 11,455 | $0.3 | 0 | D | $0.3 · 2013-08-07 to 2022-08-07 | 11,455 Common Stock | (F2) Subject to certain restrictions, beginning on this date, options vest in three equal annual installments. |