Form 4 for IIIV i3 Verticals, Inc.
Accepted 2022-06-09 00:00:00 ET · period of report 2022-06-08 · accession 0001209191-22-035356 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-06-09 | 2022-06-08 | IIIV | BERTKE ROBERT | CTO | S - Sale+OE | $24.72 | -2,324 | 0 | -100% | -$57.4K |
| D | 2022-06-09 | 2022-06-08 | IIIV | BERTKE ROBERT | CTO | M - OptEx | $13.00 | +7,500 | 7,500 | New | +$97.5K |
| D | 2022-06-09 | 2022-06-08 | IIIV | BERTKE ROBERT | CTO | F - Tax | $24.74 | -5,176 | 2,324 | -69% | -$128.1K |
| D | 2022-06-09 | 2022-06-08 | IIIV | BERTKE ROBERT | CTO | M - OptEx | $0.00 | -7,500 | 91.3K | -8% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A common stock, par value $0.0001 per share | 2022-06-08 | S | D | 2,324 | $24.72 | 0 | D | — | — | |
| 2 | Common | Class A common stock, par value $0.0001 per share | 2022-06-08 | M | A | 7,500 | $13.00 | 7,500 | D | — | — | |
| 3 | Common | Class A common stock, par value $0.0001 per share | 2022-06-08 | F | D | 5,176 | $24.74 | 2,324 | D | — | — | |
| 4 | Derivative | Stock Option (Right to Buy) | 2022-06-08 | M | D | 7,500 | $0.00 | 91,300 | D | $13.00 · — to 2028-06-20 | 7,500 Class A common stock, par value $0.0001 per share | (F1) The option vests ratably in three equal annual installments beginning on the first anniversary of the grant date, subject to the Reporting Person's continued service with the Issuer. |