Form 4 for ROOT Root, Inc.
Accepted 2022-06-09 00:00:00 ET · period of report 2022-04-12 · accession 0001209191-22-035494 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| I | 2022-06-09 | 2022-04-12 | ROOT | Ulman Doug | Dir | G - Gift | $0.00 | +172.9K | 172.9K | New | $0 |
| 2022-06-09 | 2022-04-12 | ROOT | Ulman Doug | Dir | G - Gift | $0.00 | -172.9K | 24.4K | -88% | $0 | |
| 2022-06-09 | 2022-06-07 | ROOT | Ulman Doug | Dir | A - Grant | $0.00 | +115.2K | 139.6K | +472% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2022-04-12 | G | A | 172,911 | $0.00 | 172,911 | I | — | — | |
| 2 | Common | Class A Common Stock | 2022-04-12 | G | D | 172,911 | $0.00 | 24,402 | D See Footnote | — | — | (F2) Shares held by the Douglas E Ulman 2016 Irrevocable Trust, for which the reporting person's spouse is the trustee. |
| 3 | Common | Class A Common Stock | 2022-06-07 | A | A | 115,207 | $0.00 | 139,609 | D | — | — | (F1) Represents the grant of restricted stock units that vest on the date of the next annual meeting of the Issuer's stockholders, subject to the reporting person's continuous service on the applicable vesting date, and in certain other circumstances. |