InsiderTrades

Form 4 for QS QuantumScape Corp

Accepted 2022-06-10 00:00:00 ET · period of report 2022-06-08 · accession 0001209191-22-035976 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X Filed Traded Ticker Insider Title Type Price Qty Owned ΔOwn Value
DMI 2022-06-10 2022-06-08 QS Prinz Fritz Dir S - Sale $12.02 -155.6K 146.5K -52% -$1.87M
DMI 2022-06-10 2022-06-09 QS Prinz Fritz Dir C - Cnv Deriv — +1.40M 964.6K New —
DMI 2022-06-10 2022-06-09 QS Prinz Fritz Dir C - Cnv Deriv — -1.40M 6.37M -18% —

Purchase Sale Sale after option exercise All abbreviations

Every reported transaction

#TableSecurityDateCodeA/DSharesPriceOwned afterOwnExercise / expiryUnderlyingFootnotes
1 Common Class A Common Stock 2022-06-08 S D 31,120 $12.02 32,160 I By Benedikt Prinz 2019 Trust dated June 17, 2019 — — (F2) The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.64 to $12.39, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
2 Common Class A Common Stock 2022-06-09 C A 289,382 — 321,542 I By Marie Helene Prinz 2019 Trust dated June 17, 2019 — — (F3) The Class B Common Stock is convertible into Class A Common Stock at the holder's election and has no expiration date or conversion price. On June 9, 2022, the Reporting Person directed the conversion of shares of Class B Common Stock into Class A Common Stock.
3 Common Class A Common Stock 2022-06-08 S D 31,120 $12.02 32,160 I By Marie Helene Prinz 2019 Trust dated June 17, 2019 — — (F2) The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.64 to $12.39, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
4 Common Class A Common Stock 2022-06-08 S D 93,360 $12.02 146,480 I By Friedrich Prinz and Gertrud Prinz, Trustees of the Prinz Family Trust dated September 17, 2018 — — (F2) The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.64 to $12.39, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
5 Common Class A Common Stock 2022-06-09 C A 289,382 — 321,542 I By Benedikt Prinz 2019 Trust dated June 17, 2019 — — (F3) The Class B Common Stock is convertible into Class A Common Stock at the holder's election and has no expiration date or conversion price. On June 9, 2022, the Reporting Person directed the conversion of shares of Class B Common Stock into Class A Common Stock.
6 Common Class A Common Stock 2022-06-09 C A 818,146 — 964,626 I By Friedrich Prinz and Gertrud Prinz, Trustees of the Prinz Family Trust dated September 17, 2018 — — (F3) The Class B Common Stock is convertible into Class A Common Stock at the holder's election and has no expiration date or conversion price. On June 9, 2022, the Reporting Person directed the conversion of shares of Class B Common Stock into Class A Common Stock.
7 Derivative Class B Common Stock 2022-06-09 C D 289,382 — 801,200 I By Marie Helene Prinz 2019 Trust dated June 17, 2019 — · — to — 289,382 Class A Common Stock (F3) The Class B Common Stock is convertible into Class A Common Stock at the holder's election and has no expiration date or conversion price. On June 9, 2022, the Reporting Person directed the conversion of shares of Class B Common Stock into Class A Common Stock.
8 Derivative Class B Common Stock 2022-06-09 C D 289,382 — 801,200 I By Benedikt Prinz 2019 Trust dated June 17, 2019 — · — to — 289,382 Class A Common Stock (F3) The Class B Common Stock is convertible into Class A Common Stock at the holder's election and has no expiration date or conversion price. On June 9, 2022, the Reporting Person directed the conversion of shares of Class B Common Stock into Class A Common Stock.
9 Derivative Class B Common Stock 2022-06-09 C D 818,146 — 6,374,969 I By Friedrich Prinz and Gertrud Prinz, Trustees of the Prinz Family Trust dated September 17, 2018 — · — to — 818,146 Class A Common Stock (F3) The Class B Common Stock is convertible into Class A Common Stock at the holder's election and has no expiration date or conversion price. On June 9, 2022, the Reporting Person directed the conversion of shares of Class B Common Stock into Class A Common Stock. (F4) The Reporting Person transferred 6,890,327 shares of Class B Common Stock to a trust on November 30, 2021 and such shares are now owned indirectly. (F6) The Friedrich Prinz Annuity Trust dated August 31, 2020 transferred 151,394 shares of Class B Common Stock to Friedrich Prinz and Gertrud Prinz, Trustees of the Prinz Family Trust dated September 17, 2018 on November 30, 2021. (F5) The Gertrude Prinz Annuity Trust dated August 31, 2020 transferred 151,394 shares of Class B Common Stock to Friedrich Prinz and Gertrud Prinz, Trustees of the Prinz Family Trust dated September 17, 2018 on November 30, 2021.