Form 4 for AMKR AMKOR TECHNOLOGY, INC.
Accepted 2022-06-13 00:00:00 ET · period of report 2022-06-09 · accession 0001209191-22-036541 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-06-13 | 2022-06-09 | AMKR | Faust Megan | CFO | M - OptEx | $9.48 | +6,000 | 14.5K | +70% | +$56.9K |
| D | 2022-06-13 | 2022-06-09 | AMKR | Faust Megan | CFO | S - Sale+OE | $19.90 | -6,000 | 8,512 | -41% | -$119.4K |
| D | 2022-06-13 | 2022-06-09 | AMKR | Faust Megan | CFO | M - OptEx | $0.00 | -6,000 | 118.5K | -5% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-06-09 | M | A | 6,000 | $9.48 | 14,512 | D | — | — | (F2) As previously reported in a Form 4 filed by the Reporting Person on February 18, 2021 (the "Original 2021 Form 4"), shares of the Issuer's common stock underlying time-vested restricted stock units (the "2021 RSUs") were granted to the Reporting Person on February 11, 2021. In the Original 2021 Form 4 and in subsequent Form 4s filed by the Reporting Person, the 2021 RSUs were incorrectly reported in Table I. Table II, Column 9 of this Form 4 has been adjusted to include the 2021 RSUs and reflects the proper number of 2021 RSUs beneficially owned by the Reporting Person as of the filing date of this Form 4. (F1) As previously reported in a Form 4 filed by the Reporting Person on February 25, 2022 (the "Original 2022 Form 4"), shares of Amkor Technology, Inc. (the "Issuer") common stock underlying time-vested restricted stock units (the "2022 RSUs") were granted to the Reporting Person on February 24, 2022. In the Original 2022 Form 4, the 2022 RSUs were incorrectly reported in Table I. Table II, Column 9 of this Form 4 has been adjusted to include the 2022 RSUs and reflects the proper number of 2022 RSUs beneficially owned by the Reporting Person as of the filing date of this Form 4. |
| 2 | Common | Common Stock | 2022-06-09 | S | D | 6,000 | $19.90 | 8,512 | D | — | — | (F4) The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $19.80 to $20.04.The Reporting Person hereby undertakes to provide, upon request, to the staff of the Securities and Exchange Commission, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (4) to this Form 4. |
| 3 | Derivative | Employee Stock Option (Right-to-Buy) | 2022-06-09 | M | D | 6,000 | $0.00 | 118,500 | D | $9.48 · 2020-02-15 to 2029-02-15 | 6,000 Common Stock | (F5) This stock option (the "Option") to acquire 150,000 shares of the Issuer's common stock (the "Option Shares") was granted on February 15, 2019 (the "Grant Date") and vests over four years as follows: (i) with respect to 25% of the Option Shares, on the first anniversary of the Grant Date; and (ii) with respect to the remainder of the Option Shares, in equal quarterly installments thereafter, such that 100% of the Option will vest on the fourth anniversary of the Grant Date. |