Form 4 for AXTA Axalta Coating Systems Ltd.
Accepted 2022-06-16 00:00:00 ET · period of report 2022-06-14 · accession 0001209191-22-037532 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-06-16 | 2022-06-14 | AXTA | BERUBE BRIAN A | SVP, GC | M - OptEx | — | +14.3K | 36.8K | +63% | — |
| DM | 2022-06-16 | 2022-06-14 | AXTA | BERUBE BRIAN A | SVP, GC | F - Tax | $24.20 | -6,328 | 31.8K | -17% | -$153.1K |
| DM | 2022-06-16 | 2022-06-14 | AXTA | BERUBE BRIAN A | SVP, GC | M - OptEx | $0.00 | -14.3K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Shares | 2022-06-14 | M | A | 3,134 | — | 27,043 | D | — | — | (F1) Restricted stock units convert into common shares on a one-for-one basis. |
| 2 | Common | Common Shares | 2022-06-14 | F | D | 1,390 | $24.20 | 25,653 | D | — | — | (F2) Shares withheld to satisfy the tax withholding obligation applicable to the vesting of a portion of a restricted stock unit award. |
| 3 | Common | Common Shares | 2022-06-14 | M | A | 11,134 | — | 36,787 | D | — | — | (F1) Restricted stock units convert into common shares on a one-for-one basis. |
| 4 | Common | Common Shares | 2022-06-14 | F | D | 4,938 | $24.20 | 31,849 | D | — | — | (F2) Shares withheld to satisfy the tax withholding obligation applicable to the vesting of a portion of a restricted stock unit award. |
| 5 | Derivative | Restricted Stock Units | 2022-06-14 | M | D | 3,134 | $0.00 | 0 | D | — · — to — | 3,134 Common Shares | (F1) Restricted stock units convert into common shares on a one-for-one basis. (F3) On June 14, 2019, the reporting person was granted 9,402 restricted stock units, vesting in three equal annual installments beginning on June 14, 2020. |
| 6 | Derivative | Restricted Stock Units | 2022-06-14 | M | D | 11,134 | $0.00 | 0 | D | — · — to — | 11,134 Common Shares | (F1) Restricted stock units convert into common shares on a one-for-one basis. (F4) On June 14, 2019, the reporting person was granted 22,268 restricted stock units, vesting 25% on each of the 12-month and 24-month anniversaries and 50% on the 36-month anniversary of the grant date. |