Form 4 for BKKT Bakkt, Inc.
Accepted 2022-06-17 00:00:00 ET · period of report 2022-06-14 · accession 0001209191-22-037911 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2022-06-17 | 2022-06-14 | BKKT | Lumb Richard | Dir | A - Grant | $0.00 | +89.7K | 99.7K | +897% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2022-06-14 | A | A | 89,686 | $0.00 | 99,686 | D | — | — | (F1) These securities are Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. 100% of the RSUs shall vest on June 14, 2023, provided that the Reporting Person continues to provide service to the Issuer through such date. (F2) Includes 89,686 shares of Class A Common Stock subject to RSUs that remain subject to vesting. |