Form 4 for SLSN SOLESENCE, INC.
Accepted 2022-06-17 00:00:00 ET · period of report 2022-06-13 · accession 0001209191-22-037945 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-06-17 | 2022-06-13+ | SLSN | JANKOWSKI JESS | Pres, CEO, Dir | S - Sale+OE | $3.00 | -20.3K | 59.0K | -26% | -$60.9K |
| DM | 2022-06-17 | 2022-06-13+ | SLSN | JANKOWSKI JESS | Pres, CEO, Dir | M - OptEx | $0.3 | +20.3K | 71.5K | +40% | +$6,086 |
| DM | 2022-06-17 | 2022-06-13+ | SLSN | JANKOWSKI JESS | Pres, CEO, Dir | M - OptEx | $0.3 | -20.3K | 43.6K | -32% | -$6,086 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-06-13 | S | D | 7,800 | $3.00 | 59,000 | D | — | — | |
| 2 | Common | Common Stock | 2022-06-13 | M | A | 7,800 | $0.3 | 66,800 | D | — | — | (F1) This transaction was communicated to the reporting person on June 17th due to a clerical error. (F2) These options were set to expire on 08/07/2022. Under the Company's Policy on Insider Trading, all Nanophase employees will enter a blackout period on 06/25/2022, which will not end until three working days after the Company releases Q22022 earnings. |
| 3 | Common | Common Stock | 2022-06-15 | M | A | 12,485 | $0.3 | 71,485 | D | — | — | (F2) These options were set to expire on 08/07/2022. Under the Company's Policy on Insider Trading, all Nanophase employees will enter a blackout period on 06/25/2022, which will not end until three working days after the Company releases Q22022 earnings. |
| 4 | Common | Common Stock | 2022-06-15 | S | D | 12,485 | $3.00 | 59,000 | D | — | — | |
| 5 | Derivative | Common Stock (right to purchase) | 2022-06-13 | M | D | 7,800 | $0.3 | 56,045 | D | $0.3 · 2013-08-07 to 2022-08-07 | 63,845 Common Stock | (F3) Subject to certain restrictions, beginning on this date, options vest in three equal annual installments. |
| 6 | Derivative | Common Stock (right to purchase) | 2022-06-15 | M | D | 12,485 | $0.3 | 43,560 | D | $0.3 · 2013-08-07 to 2022-08-07 | 56,045 Common Stock |