Form 4 for KOD Kodiak Sciences Inc.
Accepted 2022-06-17 00:00:00 ET · period of report 2022-06-15 · accession 0001209191-22-038181 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-06-17 | 2022-06-15+ | KOD | EHRLICH JASON | See Remarks | S - Sale+OE | $7.09 | -3,487 | 56.9K | -6% | -$24.7K |
| D | 2022-06-17 | 2022-06-15 | KOD | EHRLICH JASON | See Remarks | M - OptEx | — | +5,494 | 60.4K | +10% | — |
| DM | 2022-06-17 | 2022-06-15 | KOD | EHRLICH JASON | See Remarks | M - OptEx | $0.00 | -5,494 | 7,238 | -43% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-06-15 | S | D | 1,205 | $7.21 | 59,202 | D | — | — | |
| 2 | Common | Common Stock | 2022-06-17 | S | D | 2,282 | $7.02 | 56,920 | D | — | — | |
| 3 | Common | Common Stock | 2022-06-15 | M | A | 5,494 | — | 60,407 | D | — | — | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one (1) share of the Issuer's common stock. |
| 4 | Derivative | Restricted Stock Units | 2022-06-15 | M | D | 1,875 | $0.00 | 5,625 | D | — · — to — | 1,875 Common Stock | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one (1) share of the Issuer's common stock. (F5) One-fourth (1/4th) of the RSUs vest on each of the first four anniversaries of June 15, 2021, subject to the Reporting Person's status as a Service Provider (as defined in the 2018 Equity Incentive Plan) on each vesting date. |
| 5 | Derivative | Restricted Stock Units | 2022-06-15 | M | D | 3,619 | $0.00 | 7,238 | D | — · — to — | 3,619 Common Stock | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one (1) share of the Issuer's common stock. (F4) One-fourth (1/4th) of the RSUs vest on each of the first four anniversaries of June 15, 2020, subject to the Reporting Person's status as a Service Provider (as defined in the 2018 Equity Incentive Plan) on each vesting date. |