Form 4 for CXM Sprinklr, Inc.
Accepted 2022-06-22 00:00:00 ET · period of report 2022-06-17 · accession 0001209191-22-038749 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2022-06-22 | 2022-06-21 | CXM | Pattabhiraman Arun | CMO | S - Sale | $10.18 | -17.8K | 352.9K | -5% | -$181.3K | |
| 2022-06-22 | 2022-06-17 | CXM | Pattabhiraman Arun | CMO | A - Grant | $0.00 | +370.7K | 370.7K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2022-06-21 | S | D | 17,812 | $10.18 | 352,863 | D | — | — | (F3) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.18 to $10.19 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| 2 | Common | Class A Common Stock | 2022-06-17 | A | A | 370,675 | $0.00 | 370,675 | D | — | — | (F1) Represents two restricted stock unit ("RSU") awards of 41,186 RSUs (the "First Award") and 329,489 RSUs (the "Second Award"), respectively. The First Award vested immediately. With respect to the Second Award, one-fourth (1/4th) of the RSUs shall vest on June 15, 2023, and one-twelfth (1/12th) of the remaining RSUs shall vest on each subsequent September 15, December 15, March 15 and June 15 thereafter. The vesting of each of the First Award and Second Award is subject to the Reporting Person's continued service with the Issuer through each such vesting date. |