Form 4 for LHX L3Harris
Accepted 2022-07-01 00:00:00 ET · period of report 2022-06-29 · accession 0001209191-22-040261 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-07-01 | 2022-06-29 | LHX | Brown William M | Executive COB, Dir | M - OptEx | $0.00 | +83.1K | 261.5K | +47% | $0 |
| DM | 2022-07-01 | 2022-06-29 | LHX | Brown William M | Executive COB, Dir | F - Tax | $237.81 | -32.7K | 238.3K | -12% | -$7.77M |
| DM | 2022-07-01 | 2022-06-29 | LHX | Brown William M | Executive COB, Dir | M - OptEx | $0.00 | -83.1K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, Par Value $1.00 | 2022-06-29 | M | A | 15,118 | $0.00 | 261,293.19 | D | — | — | (F5) The restricted stock units were awarded on February 26, 2021 (previously reported). Pursuant to the Employment Agreement the restricted stock units fully vested upon reporting persons retirement on June 29, 2022. Each restricted stock unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock. |
| 2 | Common | Common Stock, Par Value $1.00 | 2022-06-29 | F | D | 5,949 | $237.81 | 255,344.19 | D | — | — | (F4) Shares withheld by Issuer to pay tax liability on vesting of restricted stock units previously awarded. |
| 3 | Common | Common Stock, Par Value $1.00 | 2022-06-29 | F | D | 2,423 | $237.81 | 259,078.19 | D | — | — | (F4) Shares withheld by Issuer to pay tax liability on vesting of restricted stock units previously awarded. (F7) Includes 91.82 shares acquired through Issuer's retirement plan for quarters ended 10/1/2021, 12/31/2021 and 4/1/2022 and an increase of 0.09 to the balance in the plan due to rounding by the plan's record keeper. |
| 4 | Common | Common Stock, Par Value $1.00 | 2022-06-29 | F | D | 5,100 | $237.81 | 246,175.19 | D | — | — | (F4) Shares withheld by Issuer to pay tax liability on vesting of restricted stock units previously awarded. |
| 5 | Common | Common Stock, Par Value $1.00 | 2022-06-29 | M | A | 12,960 | $0.00 | 251,275.19 | D | — | — | (F3) The restricted stock units were awarded on February 28, 2020 (previously reported). Pursuant to the Employment Agreement Amendment dated October 12, 2018, (the "Employment Agreement") the restricted stock units fully vested upon reporting persons retirement on June 29, 2022. Each restricted stock unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock. |
| 6 | Common | Common Stock, Par Value $1.00 | 2022-06-29 | F | D | 19,211 | $237.81 | 238,315.19 | D | — | — | (F2) Shares withheld by Issuer to pay tax liability on vesting of performance stock units previously awarded. |
| 7 | Common | Common Stock, Par Value $1.00 | 2022-06-29 | M | A | 48,820 | $0.00 | 257,526.19 | D | — | — | (F1) Settlement in shares of common stock of performance stock units awarded on 8/1/2019 (previously reported) that vested at the end of the 3-year performance period and the satisfaction of the reporting person's required service period through 6/29/2022. (Each performance stock unit represents a contingent right to 1 share of Issuer's common stock.) |
| 8 | Common | Common Stock, Par Value $1.00 | 2022-06-29 | M | A | 6,157 | $0.00 | 261,501.19 | D | — | — | (F6) The restricted stock units were awarded on February 25, 2022 (previously reported). Pursuant to the Employment Agreement the restricted stock units fully vested upon reporting persons retirement on June 29, 2022. Each restricted stock unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock. |
| 9 | Derivative | Restricted Stock Units | 2022-06-29 | M | D | 6,157 | $0.00 | 0 | D | $0.00 · — to — | 6,157 Common Stock, Par Value $1.00 | (F6) The restricted stock units were awarded on February 25, 2022 (previously reported). Pursuant to the Employment Agreement the restricted stock units fully vested upon reporting persons retirement on June 29, 2022. Each restricted stock unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock. |
| 10 | Derivative | Restricted Stock Units | 2022-06-29 | M | D | 15,118 | $0.00 | 0 | D | $0.00 · — to — | 15,118 Common Stock, Par Value $1.00 | (F5) The restricted stock units were awarded on February 26, 2021 (previously reported). Pursuant to the Employment Agreement the restricted stock units fully vested upon reporting persons retirement on June 29, 2022. Each restricted stock unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock. |
| 11 | Derivative | Restricted Stock Units | 2022-06-29 | M | D | 12,960 | $0.00 | 0 | D | $0.00 · — to — | 12,960 Common Stock, Par Value $1.00 | (F3) The restricted stock units were awarded on February 28, 2020 (previously reported). Pursuant to the Employment Agreement Amendment dated October 12, 2018, (the "Employment Agreement") the restricted stock units fully vested upon reporting persons retirement on June 29, 2022. Each restricted stock unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock. |
| 12 | Derivative | Performance Stock Units | 2022-06-29 | M | D | 48,820 | $0.00 | 0 | D | $0.00 · — to — | 48,820 Common Stock, Par Value $1.00 | (F1) Settlement in shares of common stock of performance stock units awarded on 8/1/2019 (previously reported) that vested at the end of the 3-year performance period and the satisfaction of the reporting person's required service period through 6/29/2022. (Each performance stock unit represents a contingent right to 1 share of Issuer's common stock.) |