Form 4 for APOG APOGEE ENTERPRISES, INC.
Accepted 2022-07-05 00:00:00 ET · period of report 2022-06-30 · accession 0001209191-22-040805 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-07-05 | 2022-06-30 | APOG | Jewell Brent C | Pres, AFS | F - Tax | $39.22 | -14.5K | 35.4K | -29% | -$567.0K |
| D | 2022-07-05 | 2022-05-19 | APOG | Jewell Brent C | Pres, AFS | G - Gift | $0.00 | -5,823 | 20.5K | -22% | $0 |
| D | 2022-07-05 | 2022-06-30 | APOG | Jewell Brent C | Pres, AFS | M - OptEx | $23.04 | +18.4K | 49.9K | +58% | +$423.6K |
| DI | 2022-07-05 | 2022-05-19 | APOG | Jewell Brent C | Pres, AFS | G - Gift | $0.00 | +5,823 | 11.0K | +113% | $0 |
| D | 2022-07-05 | 2022-06-30 | APOG | Jewell Brent C | Pres, AFS | M - OptEx | $0.00 | +18.4K | 23.5K | +360% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-06-30 | F | D | 14,457 | $39.22 | 35,396 | D | — | — | (F3) Includes the aggregate number of shares withheld to pay the exercise price and for withholding taxes. (F2) Includes shares of restricted stock granted under the 2019 Stock Incentive Plan. |
| 2 | Common | Common Stock | 2022-05-19 | G | D | 5,823 | $0.00 | 20,494 | D By Trust | — | — | (F1) The reporting person gifted these shares to a revocable living trust for the benefit of himself and his spouse, with their minor children as contingent beneficiaries. The reporting person and his spouse are the co-trustees of the trust. |
| 3 | Common | Common Stock | 2022-06-30 | M | A | 18,387 | $23.04 | 49,853 | D | — | — | (F2) Includes shares of restricted stock granted under the 2019 Stock Incentive Plan. |
| 4 | Common | Common Stock | 2022-05-19 | G | A | 5,823 | $0.00 | 10,972 | I | — | — | (F1) The reporting person gifted these shares to a revocable living trust for the benefit of himself and his spouse, with their minor children as contingent beneficiaries. The reporting person and his spouse are the co-trustees of the trust. |
| 5 | Derivative | Option (Right to Buy) | 2022-06-30 | M | A | 18,387 | $0.00 | 23,500 | D | $23.04 · 2022-06-30 to 2030-06-30 | 18,387 Options (Right to Buy) | (F4) In addition to shares exercised, 5,113 shares were forfeited as a result of the limit on the "total allowable compensatory gain" pursuant to Section 5 of the stock option award agreement. (F5) The remaining shares underlying the option vest and become exercisable on June 30, 2023. |