Form 4 for VCTR Victory Capital Holdings, Inc.
Accepted 2022-07-05 00:00:00 ET · period of report 2022-06-30 · accession 0001209191-22-040946 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-07-05 | 2022-06-30 | VCTR | Cliff Kelly Stevenson | Pres, Investment Franchises | M - OptEx | $6.26 | +200.6K | 572.0K | +54% | +$1.26M |
| D | 2022-07-05 | 2022-06-30 | VCTR | Cliff Kelly Stevenson | Pres, Investment Franchises | F - Tax | $24.10 | -125.7K | 446.2K | -22% | -$3.03M |
| DM | 2022-07-05 | 2022-06-30 | VCTR | Cliff Kelly Stevenson | Pres, Investment Franchises | M - OptEx | $0.00 | -200.6K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-06-30 | M | A | 25,027 | $5.81 | 471,494 | D | — | — | |
| 2 | Common | Common Stock | 2022-06-30 | M | A | 18,034 | $7.52 | 489,528 | D | — | — | |
| 3 | Common | Common Stock | 2022-06-30 | M | A | 75,083 | $4.73 | 446,467 | D | — | — | |
| 4 | Common | Common Stock | 2022-06-30 | M | A | 82,442 | $7.52 | 571,970 | D | — | — | |
| 5 | Common | Common Stock | 2022-06-30 | F | D | 125,731 | $24.10 | 446,239 | D | — | — | (F1) Represents shares withheld by VCTR to satisfy withholding taxes and option exercise price due in connection with the exercise of options on June 30, 2022. The net settlement price was the closing stock price on June 30, 2022. |
| 6 | Derivative | Stock Option (right to buy) | 2022-06-30 | M | D | 25,027 | $0.00 | 0 | D | $5.81 · — to 2025-10-29 | 25,027 Common Stock | (F3) As reported on the reporting person's Form 4 filed with the Securities and Exchange Commission on May 2, 2018, 1,126 of the shares vest based on the satisfaction of certain performance criteria, which were met on April 30, 2018. As reported on the Form 3, 23,901 of the shares have vested or will vest based on the passage of time. |
| 7 | Derivative | Stock Option (right to buy) | 2022-06-30 | M | D | 18,034 | $0.00 | 0 | D | $7.52 · — to 2026-03-11 | 18,034 Common Stock | (F4) As reported on the reporting person's Form 4 filed with the Securities and Exchange Commission on May 2, 2018, 813 of the shares vest based on the satisfaction of certain performance criteria, which were met on April 30, 2018. As reported on the Form 3, 17,221 of the shares have vested or will vest based on the passage of time. |
| 8 | Derivative | Stock Option (right to buy) | 2022-06-30 | M | D | 82,442 | $0.00 | 123,668 | D | $7.52 · — to 2026-04-15 | 82,442 Common Stock | (F5) As reported on the reporting person's Form 4 filed with the Securities and Exchange Commission on May 2, 2018, 9,273 of the shares vest based on the satisfaction of certain performance criteria, which were met on April 30, 2018. As reported on the Form 3, 196,837 of the shares have vested or will vest based on the passage of time. |
| 9 | Derivative | Stock Option (right to buy) | 2022-06-30 | M | D | 75,083 | $0.00 | 0 | D | $4.73 · — to 2024-09-08 | 75,083 Common Stock | (F2) As reported on the reporting person's Form 4 filed with the Securities and Exchange Commission on May 2, 2018, 3,380 of the shares vest based on the satisfaction of certain performance criteria, which were met on April 30, 2018. As reported on the reporting person's Form 3 filed with the Securities and Exchange Commission on February 7, 2018, as amended May 2, 2018 (the Form 3), 71,703 of the shares have vested or will vest based on the passage of time. |