Form 4 for HLIO HELIOS TECHNOLOGIES, INC.
Accepted 2022-07-06 00:00:00 ET · period of report 2022-07-01 · accession 0001209191-22-040994 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-07-06 | 2022-07-01 | HLIO | Matosevic Josef | Pres, CEO | M - OptEx | $0.00 | +7,542 | 15.1K | +100% | $0 |
| D | 2022-07-06 | 2022-07-01 | HLIO | Matosevic Josef | Pres, CEO | F - Tax | $64.82 | -2,969 | 12.1K | -20% | -$192.5K |
| DM | 2022-07-06 | 2022-07-01 | HLIO | Matosevic Josef | Pres, CEO | M - OptEx | $0.00 | -7,542 | 1,709 | -82% | $0 |
| DI | 2022-07-06 | 2022-07-01 | HLIO | Matosevic Josef | Pres, CEO | A - Grant | $0.00 | +27 | 27 | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-07-01 | M | A | 1,709 | $0.00 | 9,220 | D | — | — | |
| 2 | Common | Common Stock | 2022-07-01 | M | A | 5,833 | $0.00 | 15,053 | D | — | — | |
| 3 | Common | Common Stock | 2022-07-01 | F | D | 2,969 | $64.82 | 12,084 | D | — | — | (F1) Shares withheld by the issuer to satisfy federal tax withholding obligations on vesting of Restricted Stock Units. |
| 4 | Derivative | Restricted Stock Units | 2022-07-01 | M | D | 5,833 | $0.00 | 5,834 | D | $0.00 · — to — | 5,833 Common Stock | (F3) Each RSU Granted to reporting person on 7/1/2020 represents the right to receive, following vesting, one share of Common Stock. Unless earlier forfeited under the terms of the RSU, 33/1/3% of the awards vest and convert into Common Stock on each of the first three anniversaries of the grant date. |
| 5 | Derivative | Restricted Stock Units | 2022-07-01 | A | A | 27 | $0.00 | 27 | I | — · — to — | 27 Common Stock | (F4) Each RSU represents the right to receive, following vesting, one share of Common Stock. (F5) Unless earlier forfeited under the terms of the RSU, 33-1/3% of the awards vest and convert into Common Stock on each anniversary of the grant date. |
| 6 | Derivative | Restricted Stock Units | 2022-07-01 | M | D | 1,709 | $0.00 | 1,709 | D By son | $0.00 · — to — | 1,709 Common Stock | (F2) The reporting person disclaims Section 16 beneficial ownership over the securities reported except to the extent of his pecuniary interest therein, if any. (F3) Each RSU Granted to reporting person on 7/1/2020 represents the right to receive, following vesting, one share of Common Stock. Unless earlier forfeited under the terms of the RSU, 33/1/3% of the awards vest and convert into Common Stock on each of the first three anniversaries of the grant date. |