Form 4 for FCNCA FIRST CITIZENS BANCSHARES INC /DE/
Accepted 2022-07-29 00:00:00 ET · period of report 2022-05-24 · accession 0001209191-22-043467 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MI | 2022-07-29 | 2022-05-26 | FCNCA | BRISTOW PETER M | Pres, Dir, 10% | G - Gift | $0.00 | 0 | 0 | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class B Common | 2022-05-26 | G | D | 40,014 | $0.00 | 0 | I Claire H. Bristow 2020 GRAT | — | — | (F3) In connection with the termination of the Claire H. Bristow 2020 grantor retained annuity trust (the "GRAT"), on May 26, 2022, 40,014 shares of Class B Common Stock were distributed by gift to the Reporting Person as Trustee of the Claire H. Bristow 2020 GRAT Family Trust and continue to be reported on this Form 4 as indirectly owned. (F1) The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose. |
| 2 | Common | Class A Common | 2022-05-26 | G | A | 42,078 | $0.00 | 42,078 | I As Trustee for Claire H. Bristow 2020 GRAT Family Trust | — | — | (F1) The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose. (F2) In connection with the termination of the Claire H. Bristow 2020 grantor retained annuity trust (the "GRAT") on May 24, 2022, 39,668 shares of Class A Common Stock were distributed to the Claire H. Bristow 2nd Amended and Restated Trust, and on May 26, 2022, the remaining 42,078 shares of Class A Common Stock previously held by the GRAT were distributed by gift to the Reporting Person as Trustee of the Claire H. Bristow 2020 GRAT Family Trust. All shares continue to be reported on this Form 4 as indirectly owned. |
| 3 | Common | Class B Common | 2022-05-26 | G | A | 40,014 | $0.00 | 40,014 | I As Trustee for Claire H. Bristow 2020 GRAT Family Trust | — | — | (F3) In connection with the termination of the Claire H. Bristow 2020 grantor retained annuity trust (the "GRAT"), on May 26, 2022, 40,014 shares of Class B Common Stock were distributed by gift to the Reporting Person as Trustee of the Claire H. Bristow 2020 GRAT Family Trust and continue to be reported on this Form 4 as indirectly owned. (F1) The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose. |
| 4 | Common | Class A Common | 2022-05-26 | G | D | 42,078 | $0.00 | 0 | I Claire H. Bristow 2020 GRAT | — | — | (F1) The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose. (F2) In connection with the termination of the Claire H. Bristow 2020 grantor retained annuity trust (the "GRAT") on May 24, 2022, 39,668 shares of Class A Common Stock were distributed to the Claire H. Bristow 2nd Amended and Restated Trust, and on May 26, 2022, the remaining 42,078 shares of Class A Common Stock previously held by the GRAT were distributed by gift to the Reporting Person as Trustee of the Claire H. Bristow 2020 GRAT Family Trust. All shares continue to be reported on this Form 4 as indirectly owned. |