Form 4 for LEVI LEVI STRAUSS & CO
Accepted 2022-08-01 00:00:00 ET · period of report 2022-07-29 · accession 0001209191-22-043675 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-08-01 | 2022-07-29 | LEVI | JAFFE SETH | EVP, GC | C - Cnv Deriv | $0.00 | +12.8K | 161.1K | +9% | $0 |
| D | 2022-08-01 | 2022-07-29 | LEVI | JAFFE SETH | EVP, GC | S - Sale | $18.75 | -12.8K | 148.3K | -8% | -$239.7K |
| D | 2022-08-01 | 2022-07-29 | LEVI | JAFFE SETH | EVP, GC | D - Sale to Iss | $18.73 | -25.0K | 241.3K | -9% | -$468.2K |
| D | 2022-08-01 | 2022-07-29 | LEVI | JAFFE SETH | EVP, GC | C - Cnv Deriv | $0.00 | -12.8K | 228.5K | -5% | $0 |
| DM | 2022-08-01 | 2022-07-29 | LEVI | JAFFE SETH | EVP, GC | M - OptEx | $3.05 | 0 | 188.9K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2022-07-29 | C | A | 12,782 | $0.00 | 161,081 | D | — | — | (F2) Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person. |
| 2 | Common | Class A Common Stock | 2022-07-29 | S | D | 12,782 | $18.75 | 148,299 | D | — | — | (F3) The price in Column 4 is a weighted average sale price. The prices actually received ranged from $18.747 to $18.752. The Reporting Person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. |
| 3 | Derivative | Class B Common Stock | 2022-07-29 | D | D | 24,995 | $18.73 | 241,262 | D | — · — to — | 24,995 Class A Common Stock | (F5) Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. |
| 4 | Derivative | Class B Common Stock | 2022-07-29 | C | D | 12,782 | $0.00 | 228,480 | D | — · — to — | 12,782 Class A Common Stock | (F2) Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person. (F5) Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. |
| 5 | Derivative | Class B Common Stock | 2022-07-29 | M | A | 37,777 | $6.10 | 266,257 | D | — · — to — | 37,777 Class A Common Stock | (F5) Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. |
| 6 | Derivative | Stock Appreciation Rights | 2022-07-29 | M | D | 37,777 | $0.00 | 188,883 | D | $6.10 · — to 2023-02-09 | 37,777 Class B Common Stock | (F4) 100% of these stock appreciation rights are fully vested. |