Form 4 for OSS ONE STOP SYSTEMS, INC.
Accepted 2022-08-01 00:00:00 ET · period of report 2022-07-28 · accession 0001209191-22-043726 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DI | 2022-08-01 | 2022-07-28 | OSS | Ison James | Chief Sales, Marketing Off | M - OptEx | $0.46 | +12.6K | 90.1K | +16% | +$5,800 |
| D | 2022-08-01 | 2022-07-28 | OSS | Ison James | Chief Sales, Marketing Off | M - OptEx | $0.00 | -12.6K | 32.8K | -28% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-07-28 | M | A | 12,609 | $0.46 | 90,133 | I By Trust | — | — | (F1) These shares are owned directly by the Trust, and indirectly by James Ison as trustee of the Trust. |
| 2 | Derivative | Employee Stock Option (right to buy) | 2022-07-28 | M | D | 12,609 | $0.00 | 32,848 | D | $0.46 · — to 2024-07-15 | 12,609 Common Stock | (F3) The option is fully vested. |