Form 4 for HON Honeywell Technologies
Accepted 2022-08-01 00:00:00 ET · period of report 2022-07-28 · accession 0001209191-22-043790 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-08-01 | 2022-07-28+ | HON | Lewis Gregory P | CFO, SrVP | M - OptEx | $89.48 | +23.1K | 40.7K | +131% | +$2.06M |
| DM | 2022-08-01 | 2022-07-28+ | HON | Lewis Gregory P | CFO, SrVP | F - Tax | $190.14 | -15.8K | 38.6K | -29% | -$3.00M |
| D | 2022-08-01 | 2022-07-28 | HON | Lewis Gregory P | CFO, SrVP | S - Sale+OE | $190.00 | -5,011 | 43.6K | -10% | -$952.1K |
| DM | 2022-08-01 | 2022-07-28+ | HON | Lewis Gregory P | CFO, SrVP | M - OptEx | $0.00 | -23.1K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-07-28 | M | A | 21,007 | $89.48 | 53,459 | D | — | — | (F2) All options held by the Reporting Person have been adjusted to increase the number of shares and reduce the exercise price in a manner subject to the adjustment provisions of the AdvanSix Inc. spin-off from Honeywell which occurred on October 1, 2016; the Garrett Motion Inc. spin-off from Honeywell which occurred on October 1, 2018; and the Resideo Technologies, Inc. spin-off from Honeywell which occurred on October 29, 2018. |
| 2 | Common | Common Stock | 2022-07-31 | F | D | 915 | $191.00 | 39,756 | D | — | — | |
| 3 | Common | Common Stock | 2022-07-31 | M | A | 2,057 | — | 40,671 | D | — | — | (F4) Instrument converts to common stock on a one-for-one basis. |
| 4 | Common | Common Stock | 2022-07-28 | F | D | 14,845 | $190.09 | 38,614 | D | — | — | (F3) The price reported in this column is a weighted average price. These shares were sold in multiple transactions at prices ranging from $190.00 to $190.29, inclusive. The Reporting Person undertakes to provide to Honeywell International Inc., any security holder of Honeywell International Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| 5 | Common | Common Stock | 2022-07-28 | S | D | 5,011 | $190.00 | 43,625 | D | — | — | |
| 6 | Derivative | Restricted Stock Units | 2022-07-31 | M | D | 2,057 | $0.00 | 0 | D | — · — to — | 2,057 Common Stock | (F6) All restricted stock units held by the Reporting Person have been adjusted to increase the number of shares in a manner subject to the adjustment provisions of the AdvanSix Inc. spin-off from Honeywell which occurred on October 1, 2016; the Garrett Motion Inc. spin-off from Honeywell which occurred on October 1, 2018 and the Resideo Technologies, Inc. spin-off from Honeywell which occurred on October 29, 2018. (F7) Includes the reinvestment of dividend equivalents into 270 additional restricted stock units. (F4) Instrument converts to common stock on a one-for-one basis. (F8) The Restricted Stock Units were granted under the 2011 Stock Incentive Plan with 1,733 units vesting on July 31, 2020 and 1,787 units vesting on July 31, 2022. |
| 7 | Derivative | Stock Option (Right to Buy) | 2022-07-28 | M | D | 21,007 | $0.00 | 0 | D | $89.48 · 2018-02-27 to 2024-02-26 | 21,007 Common Stock | (F2) All options held by the Reporting Person have been adjusted to increase the number of shares and reduce the exercise price in a manner subject to the adjustment provisions of the AdvanSix Inc. spin-off from Honeywell which occurred on October 1, 2016; the Garrett Motion Inc. spin-off from Honeywell which occurred on October 1, 2018; and the Resideo Technologies, Inc. spin-off from Honeywell which occurred on October 29, 2018. (F5) The Employee Stock Options were granted under the 2011 Stock Incentive Plan of Honeywell International Inc. and its Affiliates and vested in four equal annual installments, with the first installment vesting on February 27, 2015. |