Form 4 for FISV Fiserv
Accepted 2022-08-02 00:00:00 ET · period of report 2022-07-31 · accession 0001209191-22-043945 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-08-02 | 2022-08-01 | FISV | Chiarello Guy | COO | M - OptEx | $39.55 | +26.0K | 256.1K | +11% | +$1.03M |
| DM | 2022-08-02 | 2022-08-01 | FISV | Chiarello Guy | COO | S - Sale+OE | $105.09 | -30.0K | 246.0K | -11% | -$3.15M |
| D | 2022-08-02 | 2022-07-31 | FISV | Chiarello Guy | COO | F - Tax | $105.68 | -29.4K | 241.1K | -11% | -$3.11M |
| D | 2022-08-02 | 2022-07-31 | FISV | Chiarello Guy | COO | A - Grant | $0.00 | +57.6K | 270.5K | +27% | $0 |
| DM | 2022-08-02 | 2022-08-01 | FISV | Chiarello Guy | COO | M - OptEx | $0.00 | -26.0K | 11.9K | -69% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-08-01 | M | A | 11,000 | $36.54 | 248,053 | D | — | — | |
| 2 | Common | Common Stock | 2022-08-01 | S | D | 11,000 | $106.06 | 237,053 | D | — | — | (F8) This transaction was executed in multiple trades at prices ranging from $106.04 to $106.12. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 3 | Common | Common Stock | 2022-08-01 | S | D | 4,000 | $105.03 | 237,053 | D | — | — | (F6) This sale was effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person for estate and financial planning purposes. (F7) This transaction was executed in multiple trades at prices ranging from $105.00 to $105.13. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 4 | Common | Common Stock | 2022-08-01 | S | D | 4,900 | $105.00 | 241,053 | D | — | — | (F3) This option exercise and sale was effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person for estate and financial planning purposes. (F5) This transaction was executed in multiple trades at prices ranging from $104.94 to $105.07. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 5 | Common | Common Stock | 2022-08-01 | M | A | 15,000 | $41.75 | 256,053 | D | — | — | (F3) This option exercise and sale was effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person for estate and financial planning purposes. |
| 6 | Common | Common Stock | 2022-07-31 | F | D | 29,400 | $105.68 | 241,053 | D | — | — | (F2) Reflects payment of tax liability by withholding securities incident to vesting of performance share units. |
| 7 | Common | Common Stock | 2022-07-31 | A | A | 57,589 | $0.00 | 270,453 | D | — | — | (F1) Reflects the issuance of shares on July 31, 2022, upon the vesting of performance share units granted on August 1, 2019. |
| 8 | Common | Common Stock | 2022-08-01 | S | D | 10,100 | $104.11 | 245,953 | D | — | — | (F3) This option exercise and sale was effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person for estate and financial planning purposes. (F4) This transaction was executed in multiple trades at prices ranging from $103.93 to $104.91. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 9 | Derivative | Employee Stock Option (right to buy) | 2022-08-01 | M | D | 11,000 | $0.00 | 0 | D | $36.54 · 2014-07-11 to 2023-07-11 | 11,000 Common Stock | (F12) This option vested in five equal installments on each anniversary of the grant date, July 11, 2013. |
| 10 | Derivative | Employee Stock Option (right to buy) | 2022-08-01 | M | D | 15,000 | $0.00 | 11,937 | D | $41.75 · 2015-01-01 to 2024-02-10 | 15,000 Common Stock | (F3) This option exercise and sale was effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person for estate and financial planning purposes. (F11) This option vested in three equal installments on each anniversary of January 1, 2014. |