Form 4 for ASPN ASPEN AEROGELS INC
Accepted 2022-08-03 00:00:00 ET · period of report 2022-08-02 · accession 0001209191-22-044248 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-08-03 | 2022-08-02 | ASPN | SWEETNAM JAMES E | Dir | A - Grant | $0.00 | +3,495 | 3,495 | New | $0 |
| D | 2022-08-03 | 2022-08-02 | ASPN | SWEETNAM JAMES E | Dir | A - Grant | $0.00 | +3,880 | 3,880 | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-08-02 | A | A | 3,495 | $0.00 | 3,495 | D | — | — | (F1) The reporting person was granted shares of common stock for service as a non-employee director pursuant to the Issuer's Non-Employee Director Compensation Policy. These restricted shares will vest on the earlier of (a) June 2, 2023, or (b) the day prior to the Issuer's annual meeting of stockholders to be held in 2023. |
| 2 | Derivative | Stock Option (Right to Buy) | 2022-08-02 | A | A | 3,880 | $0.00 | 3,880 | D | $14.59 · — to 2032-08-02 | 3,880 Common Stock | (F2) The reporting person was granted options for service as a non-employee director pursuant to the Issuer's Non-Employee Director Compensation Policy. The options will vest on the earlier of (a) June 2, 2023, or (b) the day prior to the Issuer's annual meeting of stockholders to be held in 2023. |